Stephen Neeleman - Dec 28, 2023 Form 4 Insider Report for HEALTHEQUITY, INC. (HQY)

Role
FOUNDER AND VICE CHAIRMAN, Director
Signature
/s/ Stephen Neeleman
Stock symbol
HQY
Transactions as of
Dec 28, 2023
Transactions value $
$0
Form type
4
Date filed
1/2/2024, 03:55 PM
Previous filing
Dec 12, 2023
Next filing
Jan 9, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HQY Common Stock Gift $0 -5K -0.89% $0.00 559K Dec 28, 2023 See footnote F1
holding HQY Common Stock 72.9K Dec 28, 2023 Direct
holding HQY Common Stock 203K Dec 28, 2023 See footnote F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding HQY Stock Option (right to buy) 70K Dec 28, 2023 Common Stock 70K $14.00 Direct F3
holding HQY Stock Option (right to buy) 19.9K Dec 28, 2023 Common Stock 19.9K $41.28 Direct F3
holding HQY Stock Options (right to buy) 14.2K Dec 28, 2023 Common Stock 14.2K $61.72 Direct F3
holding HQY Stock Options (right to buy) 15.3K Dec 28, 2023 Common Stock 15.3K $73.61 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares held of record by the Stephen and Christine Neeleman Trust.
F2 Shares held of record by Neeleman Family Holdings, LLC ("Family Holdings"), a Utah limited liability company. The reporting person is the manager of Family Holdings. The reporting person disclaims beneficial ownership of the shares held by Family Holdings except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of the shares held by Family Holdings for any other purposes.
F3 The option is immediately exercisable.