| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | AXON | Common Stock | Sale | -$146K | -635 | -0.27% | $230.38 | 236K | Dec 1, 2023 | Direct | F1 |
| transaction | AXON | Common Stock | Sale | -$223K | -956 | -0.41% | $233.00 | 235K | Dec 4, 2023 | Direct | F2 |
| transaction | AXON | Common Stock | Sale | -$406K | -1.77K | -0.75% | $229.60 | 233K | Dec 4, 2023 | Direct | F1, F3 |
| transaction | AXON | Common Stock | Sale | -$1.16K | -5 | 0% | $232.15 | 233K | Dec 4, 2023 | Direct | F1, F4 |
| transaction | AXON | Common Stock | Sale | -$621K | -2.69K | -1.15% | $230.87 | 231K | Dec 5, 2023 | Direct | F2 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | Securities disposed represent securities sold on the open market to settle the reporting person's tax liability incident to the vesting of restricted stock units. This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan. |
| F2 | This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2023 and modified by the reporting person on August 11, 2023. |
| F3 | The transaction was executed in multiple trades at prices ranging from $229.60 to $229.81. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F4 | The transaction was executed in multiple trades at prices ranging from $232.0403 to $232.175. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |