| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | AXON | Common Stock | Sale | -$799K | -3.7K | -1.33% | $215.97 | 274K | Nov 10, 2023 | Direct | F1, F2 |
| transaction | AXON | Common Stock | Sale | -$3.62M | -16.7K | -6.08% | $217.00 | 257K | Nov 10, 2023 | Direct | F1, F3 |
| transaction | AXON | Common Stock | Sale | -$4.18M | -19.2K | -7.45% | $217.74 | 238K | Nov 10, 2023 | Direct | F1, F4 |
| transaction | AXON | Common Stock | Sale | -$268K | -1.23K | -0.51% | $218.63 | 237K | Nov 10, 2023 | Direct | F1, F5 |
| transaction | AXON | Common Stock | Sale | -$87.9K | -400 | -0.17% | $219.80 | 237K | Nov 10, 2023 | Direct | F1, F6 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2023 and modified by the reporting person on August 11, 2023. |
| F2 | The transaction was executed in multiple trades at prices ranging from $215.36 to $216.35. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F3 | The transaction was executed in multiple trades at prices ranging from $216.38 to $217.37. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F4 | The transaction was executed in multiple trades at prices ranging from $217.38 to $218.34. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F5 | The transaction was executed in multiple trades at prices ranging from $218.38 to $219.25. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F6 | The transaction was executed in multiple trades at prices ranging from $219.74 to $219.94. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |