Key facts
- This page summarizes Thomas W. Burns's Form 4 filing for GLAUKOS Corp (GKOS).
- 3 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 12 Sep 2023, 18:16.
Thomas W. Burns - 10 Jul 2023 Form 4 Insider Report for GLAUKOS Corp (GKOS)
- Reporting relationship
- CHAIRMAN & CEO, Director
- Issuer ticker
- GKOS
- Reported as of
- 10 Jul 2023
- Net transaction value
- -$285,580
- SEC form
- 4
- Accepted by SEC
- 12 Sep 2023, 18:16:36 UTC
- Prior SEC filing
- 11 Jul 2023
- Next SEC filing
- 18 Jul 2023
- Source filing
- View source filing
- Reporting owner signature
- Diana Scherer, Attorney-in-Fact
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Thomas W. Burns filed Form 4 for GLAUKOS Corp (GKOS) on 12 Sep 2023.
Change
- Previous filing in this sequence was filed on 11 Jul 2023.
- Current net transaction value: -$285,580.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
GKOS
transaction
Common Stock
Gift
- Transaction value
- $0
- Shares
- -28,497
- Change %
- -34%
- Price
- $0.000000
- Shares after
- 54,438
- Date
- 10 Jul 2023
- Ownership
- Direct
- Footnotes
- F1, F2
GKOS
transaction
Common Stock
Gift
- Transaction value
- $0
- Shares
- +28,497
- Change %
- +3.3%
- Price
- $0.000000
- Shares after
- 893,932
- Date
- 10 Jul 2023
- Ownership
- Through the Burns Family Trust
- Footnotes
- F1, F2
GKOS
transaction
Common Stock
Tax liability
- Transaction value
- $285,580
- Shares
- -3,822
- Change %
- -7%
- Price
- $74.72
- Shares after
- 50,616
- Date
- 08 Sep 2023
- Ownership
- Direct
- Footnotes
- F3, F4
GKOS
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 238,107
- Date
- 10 Jul 2023
- Ownership
- Through the Burns Annuity Trust
GKOS
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 120,000
- Date
- 10 Jul 2023
- Ownership
- Through the Burns Charitable Remainder Trust
GKOS
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 100,000
- Date
- 10 Jul 2023
- Ownership
- Through the Thomas W. Burns Irrevocable Trust
GKOS
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 100,000
- Date
- 10 Jul 2023
- Ownership
- Through the Janet M. Burns Irrevocable Trust
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 4 footnotes
Footnote F1
Represents a transfer to the Burns Family Trust for estate planning purposes. The Reporting Person is a beneficiary and co-Trustee of the Burns Family Trust.
Footnote F2
In addition to the transfer of shares of common stock reported herein, an additional 587,588 shares were transferred to the Burns Family Trust for estate planning purposes on various dates between January 2020 and May 2022. These shares were previously reported as directly held by the Reporting Person.
Footnote F3
Consists of shares withheld by the Issuer with respect to tax withholding obligations of the Reporting Person upon vesting and delivery of shares of common stock underlying restricted stock units previously granted by the Issuer on March 18, 2021.
Footnote F4
Includes 43,008 restricted stock units that have not yet vested or been delivered to the Reporting Person.