Thomas William Burns - Jul 10, 2023 Form 4 Insider Report for GLAUKOS Corp (GKOS)

Signature
Diana Scherer, Attorney-in-Fact
Stock symbol
GKOS
Transactions as of
Jul 10, 2023
Transactions value $
-$285,580
Form type
4
Date filed
9/12/2023, 06:16 PM
Previous filing
Jul 11, 2023
Next filing
Jul 18, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GKOS Common Stock Gift $0 -28.5K -34.36% $0.00 54.4K Jul 10, 2023 Direct F1, F2
transaction GKOS Common Stock Gift $0 +28.5K +3.29% $0.00 894K Jul 10, 2023 Through the Burns Family Trust F1, F2
transaction GKOS Common Stock Tax liability -$286K -3.82K -7.02% $74.72 50.6K Sep 8, 2023 Direct F3, F4
holding GKOS Common Stock 238K Jul 10, 2023 Through the Burns Annuity Trust
holding GKOS Common Stock 120K Jul 10, 2023 Through the Burns Charitable Remainder Trust
holding GKOS Common Stock 100K Jul 10, 2023 Through the Thomas W. Burns Irrevocable Trust
holding GKOS Common Stock 100K Jul 10, 2023 Through the Janet M. Burns Irrevocable Trust
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents a transfer to the Burns Family Trust for estate planning purposes. The Reporting Person is a beneficiary and co-Trustee of the Burns Family Trust.
F2 In addition to the transfer of shares of common stock reported herein, an additional 587,588 shares were transferred to the Burns Family Trust for estate planning purposes on various dates between January 2020 and May 2022. These shares were previously reported as directly held by the Reporting Person.
F3 Consists of shares withheld by the Issuer with respect to tax withholding obligations of the Reporting Person upon vesting and delivery of shares of common stock underlying restricted stock units previously granted by the Issuer on March 18, 2021.
F4 Includes 43,008 restricted stock units that have not yet vested or been delivered to the Reporting Person.