Key facts
- This page summarizes Thomas W. Burns's Form 4 filing for GLAUKOS Corp (GKOS).
- 7 reported transactions and 2 derivative rows are listed below.
- Accepted by SEC: 11 Jul 2023, 19:59.
Thomas W. Burns - 07 Jul 2023 Form 4 Insider Report for GLAUKOS Corp (GKOS)
- Reporting relationship
- CHAIRMAN & CEO, Director
- Issuer ticker
- GKOS
- Reported as of
- 07 Jul 2023
- Net transaction value
- -$863,047
- SEC form
- 4
- Accepted by SEC
- 11 Jul 2023, 19:59:08 UTC
- Prior SEC filing
- 06 Jul 2023
- Next SEC filing
- 12 Sep 2023
- Source filing
- View source filing
- Reporting owner signature
- Diana Scherer, Attorney-in-Fact
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Thomas W. Burns filed Form 4 for GLAUKOS Corp (GKOS) on 11 Jul 2023.
Change
- Previous filing in this sequence was filed on 06 Jul 2023.
- Current net transaction value: -$863,047.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
GKOS
transaction
Common Stock
Options Exercise
- Transaction value
- $968
- Shares
- +133
- Change %
- +0.02%
- Price
- $7.28*
- Shares after
- 674,096
- Date
- 07 Jul 2023
- Ownership
- Direct
- Footnotes
- F1
GKOS
transaction
Common Stock
Sale
- Transaction value
- $9,310
- Shares
- -133
- Change %
- -0.02%
- Price
- $70.00
- Shares after
- 673,963
- Date
- 07 Jul 2023
- Ownership
- Direct
- Footnotes
- F1, F2
GKOS
transaction
Common Stock
Options Exercise
- Transaction value
- $97,776
- Shares
- +13,440
- Change %
- +2%
- Price
- $7.28*
- Shares after
- 687,403
- Date
- 10 Jul 2023
- Ownership
- Direct
- Footnotes
- F1
GKOS
transaction
Common Stock
Sale
- Transaction value
- $929,045
- Shares
- -13,111
- Change %
- -1.9%
- Price
- $70.86
- Shares after
- 674,292
- Date
- 10 Jul 2023
- Ownership
- Direct
- Footnotes
- F1, F2, F3
GKOS
transaction
Common Stock
Sale
- Transaction value
- $23,435
- Shares
- -329
- Change %
- -0.05%
- Price
- $71.23
- Shares after
- 673,963
- Date
- 10 Jul 2023
- Ownership
- Direct
- Footnotes
- F1, F2, F4
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
GKOS
transaction
Derivative
Stock Option (Right to Buy)
Options Exercise
- Transaction value
- $0
- Shares
- -133
- Change %
- -0.03%
- Price
- $0.000000
- Shares after
- 413,440
- Date
- 07 Jul 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 133
- Exercise price
- $7.28
- Footnotes
- F2, F5
GKOS
transaction
Derivative
Stock Option (Right to Buy)
Options Exercise
- Transaction value
- $0
- Shares
- -13,440
- Change %
- -3.3%
- Price
- $0.000000
- Shares after
- 400,000
- Date
- 10 Jul 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 13,440
- Exercise price
- $7.28
- Footnotes
- F2, F5
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 5 footnotes
Footnote F1
Includes 55,926 restricted stock units that have not yet vested or been delivered to the Reporting Person.
Footnote F2
This trade was made pursuant to a Rule 10b5-1 trading plan with pre-determined share amounts and prices, with respect to stock options that expire in 2024.
Footnote F3
This transaction was executed in multiple trades at prices ranging from $70.17 to $71.16. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Footnote F4
This transaction was executed in multiple trades at prices ranging from $71.17 to $71.29. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Footnote F5
This option was granted on July 10, 2014 and had a four-year vesting schedule in which 25% vested on the first anniversary of the grant date and the remainder vested in equal monthly installments for 36 months thereafter, such that the stock option vested in full on the four-year anniversary of the grant date.