Tracy Maitland V - 14 Jul 2023 Form 4 Insider Report for ADVENT CONVERTIBLE & INCOME FUND (AVK)

Signature
/s/ Tracy V. Maitland, by Mark Mathiasen pursuant to a Power of Attorney
Issuer symbol
AVK
Transactions as of
14 Jul 2023
Net transactions value
-$690,281
Form type
4
Filing time
18 Jul 2023, 16:50:30 UTC
Previous filing
29 Dec 2021
Next filing
22 Dec 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AVK Common Stock Sale $350,310 -30,000 -30% $11.68 70,298 14 Jul 2023 By Advent Capital Management, LLC. See Footnotes. F1, F2
transaction AVK Common Stock Sale $116,780 -10,000 -14% $11.68 60,298 17 Jul 2023 By Advent Capital Management, LLC. See Footnotes. F1, F2
transaction AVK Common Stock Sale $223,191 -19,048 -32% $11.72 41,250 18 Jul 2023 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Common Shares disposed of Advent Capital Management, LLC ("Advent"), the Fund's investment manager. Mr. Maitland may be deemed to indirectly beneficially own Common Shares owned by Advent, by virtue of his control of Advent.
F2 Totals include 41,250 shares which are directly held by Mr. Maitland.