Tracy V. Maitland - Jul 14, 2023 Form 4 Insider Report for ADVENT CONVERTIBLE & INCOME FUND (AVK)

Role
CHAIRMAN, PRESIDENT & CEO, Director, TRUSTEE
Signature
/s/ Tracy V. Maitland, by Mark Mathiasen pursuant to a Power of Attorney
Stock symbol
AVK
Transactions as of
Jul 14, 2023
Transactions value $
-$690,281
Form type
4
Date filed
7/18/2023, 04:50 PM
Previous filing
Dec 29, 2021
Next filing
Dec 22, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AVK Common Stock Sale -$350K -30K -29.91% $11.68 70.3K Jul 14, 2023 By Advent Capital Management, LLC. See Footnotes. F1, F2
transaction AVK Common Stock Sale -$117K -10K -14.23% $11.68 60.3K Jul 17, 2023 By Advent Capital Management, LLC. See Footnotes. F1, F2
transaction AVK Common Stock Sale -$223K -19K -31.59% $11.72 41.3K Jul 18, 2023 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Common Shares disposed of Advent Capital Management, LLC ("Advent"), the Fund's investment manager. Mr. Maitland may be deemed to indirectly beneficially own Common Shares owned by Advent, by virtue of his control of Advent.
F2 Totals include 41,250 shares which are directly held by Mr. Maitland.