| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | AVK | Common Stock | Sale | $894,370 | -50,000 | -26% | $17.89 | 144,298 | 27 Dec 2021 | By Advent Capital Management, LLC. See Footnotes. | F1, F2 |
| transaction | AVK | Common Stock | Sale | $442,545 | -25,000 | -17% | $17.70 | 119,298 | 28 Dec 2021 | By Advent Capital Management, LLC. See Footnotes. | F1, F2 |
| transaction | AVK | Common Stock | Sale | $337,586 | -19,000 | -16% | $17.77 | 100,298 | 29 Dec 2021 | By Advent Capital Management, LLC. See Footnotes. | F1, F2 |
| Id | Content |
|---|---|
| F1 | Common Shares acquired by Advent Capital Management, LLC ("Advent"), the Fund's investment manager. Mr. Maitland may be deemed to indirectly beneficially own Common Shares owned by Advent, by virtue of his control of Advent. |
| F2 | Totals include 41,250 shares which are directly held by Mr. Maitland. |