Tracy Maitland V - 27 Dec 2021 Form 4 Insider Report for ADVENT CONVERTIBLE & INCOME FUND (AVK)

Signature
/s/ Tracy V. Maitland, by Mark Mathiasen pursuant to Power of Attorney
Issuer symbol
AVK
Transactions as of
27 Dec 2021
Net transactions value
-$1,674,501
Form type
4
Filing time
29 Dec 2021, 16:00:18 UTC
Next filing
18 Jul 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AVK Common Stock Sale $894,370 -50,000 -26% $17.89 144,298 27 Dec 2021 By Advent Capital Management, LLC. See Footnotes. F1, F2
transaction AVK Common Stock Sale $442,545 -25,000 -17% $17.70 119,298 28 Dec 2021 By Advent Capital Management, LLC. See Footnotes. F1, F2
transaction AVK Common Stock Sale $337,586 -19,000 -16% $17.77 100,298 29 Dec 2021 By Advent Capital Management, LLC. See Footnotes. F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Common Shares acquired by Advent Capital Management, LLC ("Advent"), the Fund's investment manager. Mr. Maitland may be deemed to indirectly beneficially own Common Shares owned by Advent, by virtue of his control of Advent.
F2 Totals include 41,250 shares which are directly held by Mr. Maitland.