Tracy V. Maitland - Dec 27, 2021 Form 4 Insider Report for ADVENT CONVERTIBLE & INCOME FUND (AVK)

Role
CHAIRMAN, PRESIDENT & CEO, Director, TRUSTEE
Signature
/s/ Tracy V. Maitland, by Mark Mathiasen pursuant to Power of Attorney
Stock symbol
AVK
Transactions as of
Dec 27, 2021
Transactions value $
-$1,674,501
Form type
4
Date filed
12/29/2021, 04:00 PM
Next filing
Jul 18, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AVK Common Stock Sale -$894K -50K -25.73% $17.89 144K Dec 27, 2021 By Advent Capital Management, LLC. See Footnotes. F1, F2
transaction AVK Common Stock Sale -$443K -25K -17.33% $17.70 119K Dec 28, 2021 By Advent Capital Management, LLC. See Footnotes. F1, F2
transaction AVK Common Stock Sale -$338K -19K -15.93% $17.77 100K Dec 29, 2021 By Advent Capital Management, LLC. See Footnotes. F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Common Shares acquired by Advent Capital Management, LLC ("Advent"), the Fund's investment manager. Mr. Maitland may be deemed to indirectly beneficially own Common Shares owned by Advent, by virtue of his control of Advent.
F2 Totals include 41,250 shares which are directly held by Mr. Maitland.