Key facts
- This page summarizes David Lam's Form 4 filing for RIVERVIEW BANCORP INC (RVSB).
- 2 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 11 Jul 2023, 17:28.
David Lam - 07 Jul 2023 Form 4 Insider Report for RIVERVIEW BANCORP INC (RVSB)
- Reporting relationship
- EVP/CFO
- Issuer ticker
- RVSB
- Reported as of
- 07 Jul 2023
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 11 Jul 2023, 17:28:16 UTC
- Prior SEC filing
- 29 Jun 2023
- Next SEC filing
- 02 Jan 2025
- Source filing
- View source filing
- Reporting owner signature
- /s/ David Lam
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
David Lam filed Form 4 for RIVERVIEW BANCORP INC (RVSB) on 11 Jul 2023.
Change
- Previous filing in this sequence was filed on 29 Jun 2023.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
RVSB
transaction
Common Stock
Award
- Transaction value
- $0
- Shares
- +2,382
- Change %
- +4.2%
- Price
- $0.000000
- Shares after
- 59,684
- Date
- 07 Jul 2023
- Ownership
- Direct
- Footnotes
- F1, F2
RVSB
transaction
Common Stock
Award
- Transaction value
- $0
- Shares
- +7,145
- Change %
- +12%
- Price
- $0.000000
- Shares after
- 66,829
- Date
- 07 Jul 2023
- Ownership
- Direct
- Footnotes
- F2, F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
Reflects restricted stock awarded to the Reporting Person pursuant to the 2017 Equity Incentive Plan which vest in three equal installments on July 7, 2024, July 7, 2025 and July 7, 2026.
Footnote F2
Reflects 10,900 shares owned indirectly in the Riverview 401(k) Plan and 4,874 shares owned indirectly in Riverview's Employee Stock Ownership Plan.
Footnote F3
Reporting Person was granted an award of performance based restricted stock covering a target of 7,145 shares (the "Target Restricted Stock Number"). Pursuant to time-based vesting requirements, 50% of this award is scheduled to vest on July 7, 2025 and 50% on July 7, 2026, subject to continued service requirements through such date. In addition, the number of shares subject to the restricted stock may be decreased down to 0% of the Target Restricted Stock Number, based on attainment of specified levels of the Company's total Earnings Per Share over the period of April 1, 2023 through March 31, 2024.