Edward T. Lee - 27 Jun 2023 Form 4 Insider Report for RH (RH)

Role
Chief Legal and Compliance Officer
Signature
/s/ Edward T. Lee
Issuer symbol
RH
Transactions as of
27 Jun 2023
Net transactions value
-$256,822
Form type
4
Filing time
28 Jun 2023, 21:00:05 UTC
Previous filing
09 Jun 2023
Next filing
05 Jan 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RH Common Stock Options Exercise $101,250 +1,000 +38% $101.25 3,624 27 Jun 2023 Direct
transaction RH Common Stock Sale $300,000 -1,000 -28% $300.00 2,624 27 Jun 2023 Direct F1
transaction RH Common Stock Options Exercise $61,928 +400 +15% $154.82 3,024 27 Jun 2023 Direct
transaction RH Common Stock Sale $120,000 -400 -13% $300.00 2,624 27 Jun 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RH Employee Stock Option (right to buy) Options Exercise $0 -1,000 -33% $0.000000 2,000 27 Jun 2023 Common Stock 1,000 $101.25 Direct F2
transaction RH Employee Stock Option (right to buy) Options Exercise $0 -400 -12% $0.000000 2,800 27 Jun 2023 Common Stock 400 $154.82 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2 This stock option award is vested and exercisable with respect to 1,000 of the shares and will vest and become exercisable with respect to an additional 2,000 shares on April 2, 2024, subject to continuous service.
F3 This stock option award is vested and exercisable with respect to 1,000 of the shares and will vest and become exercisable with respect to an additional 2,000 shares on April 2, 2024, subject to continuous service.

Remarks:

Chief Legal and Compliance Officer