Patrick W. Smith - 26 May 2023 Form 4 Insider Report for AXON ENTERPRISE, INC. (AXON)

Reporting relationship: CHIEF EXECUTIVE OFFICER, Director
Issuer ticker: AXON
Reported as of: 26 May 2023
Net transaction value: $0
SEC form: 4
Accepted by SEC: 30 May 2023, 19:10:01 UTC
Prior SEC filing: 22 May 2023
Next SEC filing: 20 Dec 2023
Source filing: View source filing
Reporting owner signature: /s/ Patrick W. Smith by Isaiah Fields, Attorney-in-Fact

Key filing fact

Patrick W. Smith filed Form 4 for AXON ENTERPRISE, INC. (AXON) on 30 May 2023.

Key facts

This page summarizes Patrick W. Smith's Form 4 filing for AXON ENTERPRISE, INC. (AXON).
1 reported transaction and 1 derivative row are listed below.
Accepted by SEC: 30 May 2023, 19:10.

Change

Previous filing in this sequence was filed on 22 May 2023.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

AXON transaction Derivative

Employee Stock Option

Award

Transaction value: $0
Shares: +530,488
Change %: +119749%
Price: $0.000000
Shares after: 530,931
Date: 26 May 2023
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 530,488
Exercise price: $28.58
Footnotes: F1

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 1 footnote

Footnote F1

The transaction consists of performance-based restricted stock options granted on February 26, 2018 (which was approved by shareholders and became effective on May 24, 2018) for the achievement of the twelfth tranche of the CEO Performance Award for which the performance conditions were determined to have been certified by the Compensation Committee on the transaction date. The options for this tranche vested on May 26, 2023. Once the options are exercised, the shares are subject to a 2.5 year minimum holding period, excluding shares sold or made available to sell to cover taxes.