Key facts
- This page summarizes Patrick W. Smith's Form 4 filing for AXON ENTERPRISE, INC. (AXON).
- 2 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 22 May 2023, 16:36.
Patrick W. Smith - 18 May 2023 Form 4 Insider Report for AXON ENTERPRISE, INC. (AXON)
- Reporting relationship
- CHIEF EXECUTIVE OFFICER, Director
- Issuer ticker
- AXON
- Reported as of
- 18 May 2023
- Net transaction value
- -$807
- SEC form
- 4
- Accepted by SEC
- 22 May 2023, 16:36:25 UTC
- Prior SEC filing
- 04 Apr 2023
- Next SEC filing
- 30 May 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Patrick W. Smith by Isaiah Fields, Attorney-in-Fact
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Patrick W. Smith filed Form 4 for AXON ENTERPRISE, INC. (AXON) on 22 May 2023.
Change
- Previous filing in this sequence was filed on 04 Apr 2023.
- Current net transaction value: -$807.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
AXON
transaction
Common Stock
Award
- Transaction value
- $0
- Shares
- +10
- Change %
- +0%
- Price
- $0.000000
- Shares after
- 2,985,670
- Date
- 18 May 2023
- Ownership
- Direct
- Footnotes
- F1
AXON
transaction
Common Stock
Tax liability
- Transaction value
- $807
- Shares
- -4
- Change %
- -0%
- Price
- $201.70
- Shares after
- 2,985,666
- Date
- 18 May 2023
- Ownership
- Direct
- Footnotes
- F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 2 footnotes
Footnote F1
The transaction consists of performance-based restricted stock units granted on January 2, 2019, for the achievement of tranches 11 and 12 of the XSPP (eXponential Stock Performance Program) which was approved by shareholders and became effective on February 12, 2019, for which the performance conditions were determined to have been certified by the Compensation Committee on the transaction date. The units for these tranches vested on May 18, 2023. The shares are subject to a 2.5 year minimum holding period from the goal attainment date, excluding shares that are withheld to cover taxes.
Footnote F2
Securities disposed represent securities withheld to settle the reporting person's tax liability incident to the vesting of tranches 11 and 12 of the XSPP (eXponential Stock Performance Plan). The remainder of the shares are subject to a 2.5 year minimum holding period.