Richard F. Baalmann JR - May 10, 2023 Form 4 Insider Report for ESCALADE INC (ESCA)

Role
Director
Signature
/s/ RICHARD BAHLMANN
Stock symbol
ESCA
Transactions as of
May 10, 2023
Transactions value $
$0
Form type
4
Date filed
5/12/2023, 04:30 PM
Previous filing
Mar 6, 2023
Next filing
May 25, 2023

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ESCA Restricted Stock Units Award $0 +5.3K $0.00 5.3K May 10, 2023 Common Stock 5.3K Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit (RSU) represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (the "Plan"). Shares will be delivered to the reporting person upon vesting of the applicable RSUs, unless the reporting person defers receipt.
F2 On May 10, 2023, the reporting person was granted 5,300 RSUs pursuant to the Escalade 2017 Plan, of which one half will vest on May 10, 2024 and one half on May 10, 2025, provided that the reporting person remains a director of Escalade.