Anita Sehgal - Apr 28, 2023 Form 4 Insider Report for ESCALADE INC (ESCA)

Role
Director
Signature
/s/ ANITA SEHGAL
Stock symbol
ESCA
Transactions as of
Apr 28, 2023
Transactions value $
$0
Form type
4
Date filed
4/28/2023, 05:00 PM
Previous filing
May 13, 2022
Next filing
May 11, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ESCA Common Stock Award +2.5K +263.99% 3.45K Apr 28, 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ESCA Restricted Stock Units Options Exercise $0 -2.5K -50% $0.00 2.5K Apr 28, 2023 Common Stock 2.5K Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.
F2 Each RSU represents a right to receive one share of ESCA common stock granted pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan).
F3 On April 28, 2022, the reporting person was granted 5,000 RSUs pursuant to the Escalade 2017 Plan, of which 2,500 RSUs vested and settled on April 28, 2023, as reported in this Form 4. The remaining 2,500 RSUs will vest and settle on April 28, 2024, provided that the reporting person remains a director of Escalade as of such vesting date. All RSUs settle in shares of ESCA common stock.