Jon Kessler - Apr 3, 2023 Form 4 Insider Report for HEALTHEQUITY, INC. (HQY)

Role
PRESIDENT AND CEO, Director
Signature
/s/ Jon Kessler
Stock symbol
HQY
Transactions as of
Apr 3, 2023
Transactions value $
-$2,325,789
Form type
4
Date filed
4/5/2023, 04:31 PM
Previous filing
Mar 31, 2023
Next filing
Jun 28, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HQY Common Stock Tax liability -$2.33M -40.3K -15.38% $57.70 222K Apr 3, 2023 Direct
holding HQY Common Stock 49K Apr 3, 2023 by Team Gracie Trust F1
holding HQY Common Stock 36.9K Apr 3, 2023 by Team Bear Trust F2
holding HQY Common Stock 100K Apr 3, 2023 by GKF, LLC F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding HQY Stock Option (right to buy) 34.8K Apr 3, 2023 Common Stock 34.8K $41.28 by GKF, LLC F4
holding HQY Stock Option (right to buy) 23.9K Apr 3, 2023 Common Stock 23.9K $61.72 by GKF, LLC F4
holding HQY Stock Option (right to buy) 12.8K Apr 3, 2023 Common Stock 12.8K $73.61 by GKF, LLC F4
holding HQY Stock Option (right to buy) 60K Apr 3, 2023 Common Stock 60K $14.00 by GKF, LLC F4
holding HQY Stock Option (right to buy) 17.4K Apr 3, 2023 Common Stock 17.4K $41.28 Direct F4
holding HQY Stock Option (right to buy) 23.9K Apr 3, 2023 Common Stock 23.9K $61.72 Direct F4
holding HQY Stock Option (right to buy) 38.3K Apr 3, 2023 Common Stock 38.3K $73.61 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These securities are held by the Team Gracie Trust. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
F2 These securities are held by the Team Bear Trust. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
F3 These securities are held by the GKF, LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
F4 The option is immediately exercisable.