Jon Kessler - 03 Apr 2023 Form 4 Insider Report for HEALTHEQUITY, INC. (HQY)

Reporting relationship: PRESIDENT AND CEO, Director
Issuer ticker: HQY
Reported as of: 03 Apr 2023
Net transaction value: -$2,325,789
SEC form: 4
Accepted by SEC: 05 Apr 2023, 16:31:49 UTC
Prior SEC filing: 31 Mar 2023
Next SEC filing: 28 Jun 2023
Source filing: View source filing
Reporting owner signature: /s/ Jon Kessler

Filing notes and source

Key filing fact

Jon Kessler filed Form 4 for HEALTHEQUITY, INC. (HQY) on 05 Apr 2023.

Key facts

This page summarizes Jon Kessler's Form 4 filing for HEALTHEQUITY, INC. (HQY).
1 reported transaction and 7 derivative rows are listed below.
Accepted by SEC: 05 Apr 2023, 16:31.

Change

Previous filing in this sequence was filed on 31 Mar 2023.
Current net transaction value: -$2,325,789.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

HQY transaction

Common Stock

Tax liability

Transaction value: -$2,325,789
Shares: -40,309
Change %: -15%
Price: $57.70
Shares after: 221,741
Date: 03 Apr 2023
Ownership: Direct

HQY holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 49,026
Date: 03 Apr 2023
Ownership: by Team Gracie Trust
Footnotes: F1

HQY holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 36,860
Date: 03 Apr 2023
Ownership: by Team Bear Trust
Footnotes: F2

HQY holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 100,000
Date: 03 Apr 2023
Ownership: by GKF, LLC
Footnotes: F3

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

HQY holding Derivative

Stock Option (right to buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 34,820
Date: 03 Apr 2023
Ownership: by GKF, LLC
Underlying class: Common Stock
Underlying amount: 34,820
Exercise price: $41.28
Footnotes: F4

HQY holding Derivative

Stock Option (right to buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 23,930
Date: 03 Apr 2023
Ownership: by GKF, LLC
Underlying class: Common Stock
Underlying amount: 23,930
Exercise price: $61.72
Footnotes: F4

HQY holding Derivative

Stock Option (right to buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 12,782
Date: 03 Apr 2023
Ownership: by GKF, LLC
Underlying class: Common Stock
Underlying amount: 12,782
Exercise price: $73.61
Footnotes: F4

HQY holding Derivative

Stock Option (right to buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 60,000
Date: 03 Apr 2023
Ownership: by GKF, LLC
Underlying class: Common Stock
Underlying amount: 60,000
Exercise price: $14.00
Footnotes: F4

HQY holding Derivative

Stock Option (right to buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 17,409
Date: 03 Apr 2023
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 17,409
Exercise price: $41.28
Footnotes: F4

HQY holding Derivative

Stock Option (right to buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 23,929
Date: 03 Apr 2023
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 23,929
Exercise price: $61.72
Footnotes: F4

HQY holding Derivative

Stock Option (right to buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 38,343
Date: 03 Apr 2023
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 38,343
Exercise price: $73.61
Footnotes: F4

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

These securities are held by the Team Gracie Trust. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Footnote F2

These securities are held by the Team Bear Trust. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Footnote F3

These securities are held by the GKF, LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Footnote F4

The option is immediately exercisable.

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