Jon Kessler - Mar 29, 2023 Form 4 Insider Report for HEALTHEQUITY, INC. (HQY)

Role
PRESIDENT AND CEO, Director
Signature
/s/ Jon Kessler
Stock symbol
HQY
Transactions as of
Mar 29, 2023
Transactions value $
$0
Form type
4
Date filed
3/31/2023, 04:03 PM
Previous filing
Apr 5, 2022
Next filing
Apr 5, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HQY Common Stock Award $0 +86.2K +49% $0.00 262K Mar 29, 2023 Direct F1
holding HQY Common Stock 49K Mar 29, 2023 by Team Gracie Trust F2
holding HQY Common Stock 36.9K Mar 29, 2023 by Team Bear Trust F3
holding HQY Common Stock 100K Mar 29, 2023 by GKF, LLC F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding HQY Stock Option (right to buy) 34.8K Mar 29, 2023 Common Stock 34.8K $41.28 by GKF, LLC F5
holding HQY Stock Option (right to buy) 23.9K Mar 29, 2023 Common Stock 23.9K $61.72 by GKF, LLC F5
holding HQY Stock Option (right to buy) 12.8K Mar 29, 2023 Common Stock 12.8K $73.61 by GKF, LLC F5
holding HQY Stock Option (right to buy) 60K Mar 29, 2023 Common Stock 60K $14.00 by GKF, LLC F5
holding HQY Stock Option (right to buy) 17.4K Mar 29, 2023 Common Stock 17.4K $41.28 Direct F5
holding HQY Stock Option (right to buy) 23.9K Mar 29, 2023 Common Stock 23.9K $61.72 Direct F5
holding HQY Stock Option (right to buy) 38.3K Mar 29, 2023 Common Stock 38.3K $73.61 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. The restricted stock units vested as to 86,179 shares on March 29, 2023.
F2 These securities are held by the Team Gracie Trust. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
F3 These securities are held by the Team Bear Trust. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
F4 These securities are held by the GKF, LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
F5 The option is immediately exercisable.