Key facts
- This page summarizes Stephen Neeleman's Form 4 filing for HEALTHEQUITY, INC. (HQY).
- 2 reported transactions and 4 derivative rows are listed below.
- Accepted by SEC: 31 Mar 2023, 16:17.
Stephen Neeleman - 29 Mar 2023 Form 4 Insider Report for HEALTHEQUITY, INC. (HQY)
- Reporting relationship
- FOUNDER AND VICE CHAIRMAN, Director
- Issuer ticker
- HQY
- Reported as of
- 29 Mar 2023
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 31 Mar 2023, 16:17:15 UTC
- Prior SEC filing
- 29 Dec 2022
- Next SEC filing
- 05 Apr 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Steve Neeleman
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Stephen Neeleman filed Form 4 for HEALTHEQUITY, INC. (HQY) on 31 Mar 2023.
Change
- Previous filing in this sequence was filed on 29 Dec 2022.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
HQY
transaction
Common Stock
Award
- Transaction value
- $0
- Shares
- +15,006
- Change %
- +29%
- Price
- $0.000000
- Shares after
- 66,774
- Date
- 29 Mar 2023
- Ownership
- Direct
- Footnotes
- F1
HQY
transaction
Common Stock
Award
- Transaction value
- $0
- Shares
- +13,057
- Change %
- +20%
- Price
- $0.000000
- Shares after
- 79,831
- Date
- 29 Mar 2023
- Ownership
- Direct
- Footnotes
- F2
HQY
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 203,000
- Date
- 29 Mar 2023
- Ownership
- See footnote
- Footnotes
- F3
HQY
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 568,735
- Date
- 29 Mar 2023
- Ownership
- See footnote
- Footnotes
- F4
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
HQY
holding
Derivative
Stock Option (right to buy)
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 140,000
- Date
- 29 Mar 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 140,000
- Exercise price
- $14.00
- Footnotes
- F5
HQY
holding
Derivative
Stock Option (right to buy)
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 19,897
- Date
- 29 Mar 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 19,897
- Exercise price
- $41.28
- Footnotes
- F5
HQY
holding
Derivative
Stock Options (right to buy)
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 14,228
- Date
- 29 Mar 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 14,228
- Exercise price
- $61.72
- Footnotes
- F5
HQY
holding
Derivative
Stock Options (right to buy)
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 15,337
- Date
- 29 Mar 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 15,337
- Exercise price
- $73.61
- Footnotes
- F5
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 5 footnotes
Footnote F1
Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. Shares vest as to 25% of the initial award on April 1, 2024. Shares shall vest as to 6.25% thereafter on the first day of each calendar quarter for the twelve calendar quarters following April 1, 2024.
Footnote F2
Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. The restricted stock units vested as to 13,057 shares on March 29, 2023.
Footnote F3
Shares held of record by Neeleman Family Holdings, LLC ("Family Holdings"), a Utah limited liability company. The reporting person is the manager of Family Holdings. The reporting person disclaims beneficial ownership of the shares held by Family Holdings except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of the shares held by Family Holdings for any other purposes.
Footnote F4
Shares held of record by the Stephen and Christine Neeleman Trust.
Footnote F5
The option is immediately exercisable.