Stephen Neeleman - 30 Jun 2022 Form 4 Insider Report for HEALTHEQUITY, INC. (HQY)

Role
FOUNDER AND VICE CHAIRMAN, Director
Signature
/s/ Stephen Neeleman
Issuer symbol
HQY
Transactions as of
30 Jun 2022
Net transactions value
$0
Form type
4
Filing time
29 Dec 2022, 10:02:02 UTC
Previous filing
09 May 2022
Next filing
31 Mar 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HQY Common Stock Gift $0 -3,000 -0.52% $0.000000 570,735 30 Jun 2022 See footnote F1
transaction HQY Common Stock Gift $0 -2,000 -0.35% $0.000000 568,735 27 Dec 2022 See footnote F1
holding HQY Common Stock 203,000 30 Jun 2022 See footnote F2
holding HQY Common Stock 51,768 30 Jun 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding HQY Stock Option (right to buy) 140,000 30 Jun 2022 Common Stock 140,000 $14.00 Direct F3
holding HQY Stock Option (right to buy) 19,897 30 Jun 2022 Common Stock 19,897 $41.28 Direct F3
holding HQY Stock Options (right to buy) 14,228 30 Jun 2022 Common Stock 14,228 $61.72 Direct F3
holding HQY Stock Options (right to buy) 15,337 30 Jun 2022 Common Stock 15,337 $73.61 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares held of record by the Stephen and Christine Neeleman Trust.
F2 Shares held of record by Neeleman Family Holdings, LLC ("Family Holdings"), a Utah limited liability company. The reporting person is the manager of Family Holdings. The reporting person disclaims beneficial ownership of the shares held by Family Holdings except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of the shares held by Family Holdings for any other purposes.
F3 The option is immediately exercisable.
F4 The option is exercisable as to 10,603 shares. The remaining 3,834 options vest on March 27, 2023.