Allan Marshall - 15 Mar 2023 Form 4 Insider Report for UPEXI, INC. (UPXI)

Role: CHIEF EXECUTIVE OFFICER, Director, 10%+ Owner
Signature: /s/ Clint J. Gage , Attorney-in-Fact
Issuer symbol: UPXI
Transactions as of: 15 Mar 2023
Net transactions value: +$57,308
Form type: 4
Filing time: 20 Mar 2023, 16:17:12 UTC
Previous filing: 11 Jan 2023
Next filing: 23 May 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership
transaction	UPXI	Common Stock	Purchase	$18,754	+4,334	+0.17%	$4.33	2,579,415	15 Mar 2023	Direct
transaction	UPXI	Common Stock	Purchase	$20,479	+4,572	+0.18%	$4.48	2,583,987	16 Mar 2023	Direct
transaction	UPXI	Common Stock	Purchase	$18,075	+4,095	+0.16%	$4.41	2,588,082	17 Mar 2023	Direct

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).