Allan Marshall - Mar 15, 2023 Form 4 Insider Report for UPEXI, INC. (UPXI)

Role: CHIEF EXECUTIVE OFFICER, Director, 10%+ Owner
Signature: /s/ Clint J. Gage , Attorney-in-Fact
Stock symbol: UPXI
Transactions as of: Mar 15, 2023
Transactions value $: $57,308
Form type: 4
Date filed: 3/20/2023, 04:17 PM
Previous filing: Jan 11, 2023
Next filing: May 23, 2023

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership
transaction	UPXI	Common Stock	Purchase	$18.8K	+4.33K	+0.17%	$4.33	2.58M	Mar 15, 2023	Direct
transaction	UPXI	Common Stock	Purchase	$20.5K	+4.57K	+0.18%	$4.48	2.58M	Mar 16, 2023	Direct
transaction	UPXI	Common Stock	Purchase	$18.1K	+4.1K	+0.16%	$4.41	2.59M	Mar 17, 2023	Direct

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).