Key facts
- This page summarizes Edward E. Williams's Form 4 filing for ESCALADE INC (ESCA).
- 4 reported transactions and 2 derivative rows are listed below.
- Accepted by SEC: 06 Mar 2023, 16:10.
Edward E. Williams - 02 Mar 2023 Form 4 Insider Report for ESCALADE INC (ESCA)
- Reporting relationship
- Director
- Issuer ticker
- ESCA
- Reported as of
- 02 Mar 2023
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 06 Mar 2023, 16:10:31 UTC
- Prior SEC filing
- 07 Mar 2022
- Next SEC filing
- 12 May 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ EDWARD E. WILLIAMS
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Edward E. Williams filed Form 4 for ESCALADE INC (ESCA) on 06 Mar 2023.
Change
- Previous filing in this sequence was filed on 07 Mar 2022.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
ESCA
transaction
Common Stock
Options Exercise
- Transaction value
- Shares
- +2,500
- Change %
- +1.7%
- Price
- Shares after
- 146,485
- Date
- 02 Mar 2023
- Ownership
- Direct
- Footnotes
- F1
ESCA
transaction
Common Stock
Options Exercise
- Transaction value
- Shares
- +1,667
- Change %
- +1.1%
- Price
- Shares after
- 148,152
- Date
- 04 Mar 2023
- Ownership
- Direct
- Footnotes
- F1
ESCA
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 289,487
- Date
- 02 Mar 2023
- Ownership
- By KPW Family Limited Partnership
- Footnotes
- F2
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
ESCA
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -2,500
- Change %
- -50%
- Price
- $0.000000
- Shares after
- 2,500
- Date
- 02 Mar 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 2,500
- Exercise price
- Footnotes
- F1, F3, F4
ESCA
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -1,667
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 04 Mar 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 1,667
- Exercise price
- Footnotes
- F1, F3, F5
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 5 footnotes
Footnote F1
Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.
Footnote F2
The reporting person is a general partner of KPW Family Limited Partnership.
Footnote F3
Each RSU represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan).
Footnote F4
On March 2, 2022, the reporting person was granted 5,000 RSUs pursuant to the Escalade 2017 Plan, of which 2,500 RSUs vested and settled on March 2, 2023, as reported on this Form 4. The remaining 2,500 RSUs will vest on March 2, 2024, provided that the reporting person remains a director of Escalade. All RSUs settle in shares of ESCA common stock.
Footnote F5
On March 4, 2021, the reporting person was granted 3,333 RSUs pursuant to the Escalade 2017 Plan, of which 1,666 RSUs vested and settled on March 4, 2022, as previously reported. The remaining 1,667 RSUs vested on March 4, 2023 and settled on March 6, 2023, as reported on this Form 4. All RSUs settle in shares of ESCA common stock.