| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SKYT | Common Stock | Sale | -$2.52M | -200K | -0.95% | $12.61 | 20.8M | Mar 1, 2023 | Direct | F1, F2 |
| transaction | SKYT | Common Stock | Sale | -$21.6K | -1.64K | -0.01% | $13.20 | 20.8M | Mar 1, 2023 | Direct | F2, F3 |
| transaction | SKYT | Common Stock | Sale | -$1.33M | -105K | -0.5% | $12.64 | 20.7M | Mar 2, 2023 | Direct | F4 |
| transaction | SKYT | Common Stock | Sale | -$1.59M | -126K | -0.61% | $12.69 | 20.6M | Mar 3, 2023 | Direct | F5 |
| holding | SKYT | Common Stock | 22.1K | Mar 1, 2023 | Direct | F6 | |||||
| holding | SKYT | Common Stock | 1.47K | Mar 1, 2023 | By family irrevocable trust | ||||||
| holding | SKYT | Common Stock | 5.91K | Mar 1, 2023 | By grantor retained annuity trust | ||||||
| holding | SKYT | Common Stock | 370 | Mar 1, 2023 | By spouse |
| Id | Content |
|---|---|
| F1 | Reflects the weighted average price of 199,677 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on March 1, 2023 with sale prices ranging from $12.07 to $13.055 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
| F2 | Mr. Unterseher is President of CMI Oxbow Partners, LLC ("CMI") and Managing Partner of Oxbow Industries, LLC ("Oxbow"), which is the majority member of CMI. CMI directly holds the shares of Common Stock reported in Column 5. As a result, he may be deemed to be the beneficial owner of, and to have a pecuniary interest in, such shares of Common Stock. Mr. Unterseher disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. |
| F3 | Reflects the weighted average price of 1,637 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on March 1, 2023 with sale prices ranging from $13.085 to $13.36 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
| F4 | Reflects the weighted average price of 105,063 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on March 2, 2023 with sale prices ranging from $12.32 to $13.03 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
| F5 | Reflects the weighted average price of 125,573 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on March 3, 2023 with sale prices ranging from $12.53 to $13.075 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
| F6 | Shares owned directly by Mr. Unterseher. |