Loren A. Unterseher - Feb 16, 2023 Form 4 Insider Report for SkyWater Technology, Inc (SKYT)

Role
Director, 10%+ Owner
Signature
/s/ Loren A. Unterseher
Stock symbol
SKYT
Transactions as of
Feb 16, 2023
Transactions value $
-$8,813,915
Form type
4
Date filed
2/21/2023, 04:00 PM
Previous filing
Jan 3, 2023
Next filing
Mar 3, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SKYT Common Stock Sale -$8.67M -607K -2.81% $14.28 21M Feb 16, 2023 Direct F1, F2
transaction SKYT Common Stock Sale -$149K -9.52K -0.05% $15.61 21M Feb 16, 2023 Direct F2, F3
holding SKYT Common Stock 22.1K Feb 16, 2023 Direct F4
holding SKYT Common Stock 1.47K Feb 16, 2023 By family irrevocable trust
holding SKYT Common Stock 5.91K Feb 16, 2023 By grantor retained annuity trust
holding SKYT Common Stock 370 Feb 16, 2023 By spouse
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects the weighted average price of 606,661 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on February 16, 2023 with sale prices ranging from $14.25 to $15.23 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F2 Mr. Unterseher is President of CMI Oxbow Partners, LLC ("CMI") and Managing Partner of Oxbow Industries, LLC ("Oxbow"), which is the majority member of CMI. CMI directly holds the shares of Common Stock reported in Column 5. As a result, he may be deemed to be the beneficial owner of, and to have a pecuniary interest in, such shares of Common Stock. Mr. Unterseher disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.
F3 Reflects the weighted average price of 9,523 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on February 16, 2023 with sale prices ranging from $15.25 to $15.95 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F4 Shares owned directly by Mr. Unterseher.