Key facts
- This page summarizes Daniel E. Smith's Form 4 filing for CTO Realty Growth, Inc. (CTO).
- 1 reported transaction and 0 derivative rows are listed below.
- Accepted by SEC: 17 Feb 2023, 16:05.
Daniel E. Smith - 16 Feb 2023 Form 4 Insider Report for CTO Realty Growth, Inc. (CTO)
- Reporting relationship
- SVP, GEN COUNSEL & CORP SECRET
- Issuer ticker
- CTO
- Reported as of
- 16 Feb 2023
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 17 Feb 2023, 16:05:36 UTC
- Prior SEC filing
- 31 Jan 2023
- Next SEC filing
- 01 Mar 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Daniel E. Smith
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Daniel E. Smith filed Form 4 for CTO Realty Growth, Inc. (CTO) on 17 Feb 2023.
Change
- Previous filing in this sequence was filed on 31 Jan 2023.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
CTO
transaction
Common Stock
Award
- Transaction value
- $0
- Shares
- +13,413
- Change %
- +9.5%
- Price
- $0.000000
- Shares after
- 154,744
- Date
- 16 Feb 2023
- Ownership
- Direct
- Footnotes
- F1, F2
CTO
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 1,110
- Date
- 16 Feb 2023
- Ownership
- Kathyleen R. Smith TOD
- Footnotes
- F3
CTO
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 3,000
- Date
- 16 Feb 2023
- Ownership
- Kathyleen R. Smith WFCS Custodian Trad IRA
- Footnotes
- F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
Restricted shares one-third of which vest on each of the first, second and third anniversaries of January 28, 2023, provided that the reporting person is an employee of the Issuer on those dates.
Footnote F2
This amount includes the 13,413 restricted shares reported above, as well as 16,403 additional shares of restricted common stock which vest over time, which were previously reported.
Footnote F3
The Reporting Person may be regarded as the beneficial owner of the shares of the Issuer's common stock held in this account as a result of a durable power of attorney pursuant to which the Reporting Person has the authority to direct the voting and disposition of such shares. The Reporting Person disclaims beneficial ownership of any shares of the Issuer's common stock held in this account except to the extent of his pecuniary interest therein.