Daniel E. Smith - Feb 16, 2023 Form 4 Insider Report for CTO Realty Growth, Inc. (CTO)

Role
SVP, GEN COUNSEL & CORP SECRET
Signature
/s/ Daniel E. Smith
Stock symbol
CTO
Transactions as of
Feb 16, 2023
Transactions value $
$0
Form type
4
Date filed
2/17/2023, 04:05 PM
Previous filing
Jan 31, 2023
Next filing
Mar 1, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CTO Common Stock Award $0 +13.4K +9.49% $0.00 155K Feb 16, 2023 Direct F1, F2
holding CTO Common Stock 1.11K Feb 16, 2023 Kathyleen R. Smith TOD F3
holding CTO Common Stock 3K Feb 16, 2023 Kathyleen R. Smith WFCS Custodian Trad IRA F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted shares one-third of which vest on each of the first, second and third anniversaries of January 28, 2023, provided that the reporting person is an employee of the Issuer on those dates.
F2 This amount includes the 13,413 restricted shares reported above, as well as 16,403 additional shares of restricted common stock which vest over time, which were previously reported.
F3 The Reporting Person may be regarded as the beneficial owner of the shares of the Issuer's common stock held in this account as a result of a durable power of attorney pursuant to which the Reporting Person has the authority to direct the voting and disposition of such shares. The Reporting Person disclaims beneficial ownership of any shares of the Issuer's common stock held in this account except to the extent of his pecuniary interest therein.