Key facts
- This page summarizes Daniel E. Smith's Form 4 filing for CTO Realty Growth, Inc. (CTO).
- 1 reported transaction and 0 derivative rows are listed below.
- Accepted by SEC: 31 Jan 2023, 15:30.
Daniel E. Smith - 31 Jan 2023 Form 4 Insider Report for CTO Realty Growth, Inc. (CTO)
- Reporting relationship
- SVP, GEN COUNSEL & CORP SECRET
- Issuer ticker
- CTO
- Reported as of
- 31 Jan 2023
- Net transaction value
- -$38,136
- SEC form
- 4
- Accepted by SEC
- 31 Jan 2023, 15:30:47 UTC
- Prior SEC filing
- 07 Apr 2023
- Next SEC filing
- 17 Feb 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Daniel E. Smith
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Daniel E. Smith filed Form 4 for CTO Realty Growth, Inc. (CTO) on 31 Jan 2023.
Change
- Previous filing in this sequence was filed on 07 Apr 2023.
- Current net transaction value: -$38,136.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
CTO
transaction
Common Stock
Tax liability
- Transaction value
- $38,136
- Shares
- -1,977
- Change %
- -1.4%
- Price
- $19.29
- Shares after
- 141,331
- Date
- 27 Jan 2023
- Ownership
- Direct
- Footnotes
- F1, F2
CTO
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 1,110
- Date
- 31 Jan 2023
- Ownership
- Kathyleen R. Smith TOD
- Footnotes
- F3
CTO
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 3,000
- Date
- 31 Jan 2023
- Ownership
- Kathyleen R. Smith WFCS Custodian Trad IRA
- Footnotes
- F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
On January 28, 2023, a total of 7,594 shares of restricted common stock of the Issuer previously awarded to the reporting person became vested and unrestricted. A portion of the vesting shares was withheld by the Issuer in order to satisfy the reporting person's tax liability.
Footnote F2
This amount includes 16,403 shares of restricted common stock which vest over time, which were previously reported.
Footnote F3
The Reporting Person may be regarded as the beneficial owner of the shares of the Issuer's common stock held in this account as a result of a durable power of attorney pursuant to which the Reporting Person has the authority to direct the voting and disposition of such shares. The Reporting Person disclaims beneficial ownership of any shares of the Issuer's common stock held in this account except to the extent of his pecuniary interest therein.