Walter Stanley Berman - Jan 31, 2023 Form 4 Insider Report for AMERIPRISE FINANCIAL INC (AMP)

Role
EXECUTIVE VP AND CFO
Signature
/s/ Wendy B. Mahling for Walter Stanley Berman
Stock symbol
AMP
Transactions as of
Jan 31, 2023
Transactions value $
-$5,095,997
Form type
4
Date filed
2/2/2023, 06:06 PM
Previous filing
Jan 31, 2023
Next filing
Feb 14, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMP Common Stock Award $0 +25.9K +199.92% $0.00 38.9K Jan 31, 2023 Direct
transaction AMP Common Stock Tax liability -$5.1M -14.6K -37.4% $350.12 24.4K Jan 31, 2023 Direct
holding AMP Common Stock 351 Jan 31, 2023 By 401(k) Plan F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of February 1, 2023. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock.