Walter S. Berman - 27 Jan 2023 Form 4 Insider Report for AMERIPRISE FINANCIAL INC (AMP)

Role: EXECUTIVE VP AND CFO
Signature: /s/ Wendy B. Mahling for Walter Stanley Berman
Issuer symbol: AMP
Transactions as of: 27 Jan 2023
Net transactions value: -$448,818
Form type: 4
Filing time: 31 Jan 2023, 18:58:05 UTC
Previous filing: 17 Nov 2022
Next filing: 02 Feb 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	AMP	Common Stock	Award	$0	+3,527	+33%	$0.000000	14,278	27 Jan 2023	Direct
transaction	AMP	Common Stock	Tax liability	$157,758	-458	-3.2%	$344.45	13,820	28 Jan 2023	Direct
transaction	AMP	Common Stock	Tax liability	$291,060	-845	-6.1%	$344.45	12,975	29 Jan 2023	Direct
holding	AMP	Common Stock						351	27 Jan 2023	By 401(k) Plan	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	AMP	Employee Stock Option (right to buy)	Award	$0	+10,364		$0.000000	10,364	27 Jan 2023	Common Stock	10,364	$344.45	Direct	F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of January 27, 2023. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock.
F2	One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from January 27, 2023.