Gary Wayne Petty Jr - Jan 25, 2023 Form 4 Insider Report for SMARTFINANCIAL INC. (SMBK)

Role
EVP & CHIEF RISK OFFICER
Signature
/s/ Glen Allen, Jr., Attorney-in-Fact
Stock symbol
SMBK
Transactions as of
Jan 25, 2023
Transactions value $
$0
Form type
4
Date filed
1/26/2023, 04:15 PM
Previous filing
Feb 16, 2022
Next filing
Feb 1, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SMBK Common Stock Award $0 +1.44K +10.84% $0.00 14.7K Jan 25, 2023 Direct F1
holding SMBK Common Stock 96 Jan 25, 2023 By Spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding SMBK Stock Option 3.75K Jan 25, 2023 Common Stock 3.75K $9.48 Direct
holding SMBK Stock Option 3.75K Jan 25, 2023 Common Stock 3.75K $9.60 Direct
holding SMBK Stock Option 3.59K Jan 25, 2023 Common Stock 3.59K $15.05 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On January 25, 2023, the Compensation Committee approved grants of restricted stock, which vest on January 24, 2027.