Gary Wayne Petty Jr. - 25 Jan 2023 Form 4 Insider Report for SMARTFINANCIAL INC. (SMBK)

Role
EVP & CHIEF RISK OFFICER
Signature
/s/ Glen Allen, Jr., Attorney-in-Fact
Issuer symbol
SMBK
Transactions as of
25 Jan 2023
Net transactions value
$0
Form type
4
Filing time
26 Jan 2023, 16:15:43 UTC
Previous filing
16 Feb 2022
Next filing
01 Feb 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SMBK Common Stock Award $0 +1,442 +11% $0.000000 14,744 25 Jan 2023 Direct F1
holding SMBK Common Stock 96 25 Jan 2023 By Spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding SMBK Stock Option 3,750 25 Jan 2023 Common Stock 3,750 $9.48 Direct
holding SMBK Stock Option 3,750 25 Jan 2023 Common Stock 3,750 $9.60 Direct
holding SMBK Stock Option 3,588 25 Jan 2023 Common Stock 3,588 $15.05 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On January 25, 2023, the Compensation Committee approved grants of restricted stock, which vest on January 24, 2027.