Loren A. Unterseher - Dec 12, 2022 Form 4 Insider Report for SkyWater Technology, Inc (SKYT)

Signature
/s/ Loren A. Unterseher
Stock symbol
SKYT
Transactions as of
Dec 12, 2022
Transactions value $
-$2,022,437
Form type
4
Date filed
12/14/2022, 05:19 PM
Previous filing
Dec 9, 2022
Next filing
Jan 3, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SKYT Common Stock Sale -$1.1M -118K -0.54% $9.30 21.7M Dec 12, 2022 Direct F1, F2
transaction SKYT Common Stock Sale -$572K -61.7K -0.28% $9.27 21.7M Dec 13, 2022 Direct F2, F3
transaction SKYT Common Stock Sale -$350K -38.6K -0.18% $9.07 21.6M Dec 14, 2022 Direct F2, F4
holding SKYT Common Stock 22.1K Dec 12, 2022 Direct F5
holding SKYT Common Stock 1.47K Dec 12, 2022 By family irrevocable trust
holding SKYT Common Stock 5.91K Dec 12, 2022 By grantor retained annuity trust
holding SKYT Common Stock 370 Dec 12, 2022 By spouse
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects the weighted average price of 118,300 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on December 12, 2022 with sale prices ranging from $9.25 to $9.40 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F2 Mr. Unterseher is President of CMI Oxbow Partners, LLC ("CMI") and Managing Partner of Oxbow Industries, LLC ("Oxbow"), which is the majority member of CMI. CMI directly holds the shares of Common Stock reported in Column 5. As a result, he may be deemed to be the beneficial owner of, and to have a pecuniary interest in, such shares of Common Stock. Mr. Unterseher disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.
F3 Reflects the weighted average price of 61,700 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on December 13, 2022 with sale prices ranging from $9.25 to $9.40 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price
F4 Reflects the weighted average price of 38,599 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on December 14, 2022 with sale prices ranging from $9.00 to $9.25 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F5 Shares owned directly by Mr. Unterseher.