| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SKYT | Common Stock | Gift | $0 | +366 | $0.00 | 366 | Nov 9, 2022 | By revocable trust | ||
| transaction | SKYT | Common Stock | Gift | $0 | +1.47K | $0.00 | 1.47K | Nov 10, 2022 | By family irrevocable trust | ||
| transaction | SKYT | Common Stock | Gift | $0 | +5.91K | $0.00 | 5.91K | Nov 10, 2022 | By grantor retained annuity trust | F1 | |
| transaction | SKYT | Common Stock | Gift | $0 | +370 | $0.00 | 370 | Nov 10, 2022 | By spouse | ||
| transaction | SKYT | Common Stock | Gift | $0 | +28.8K | +7881.97% | $0.00 | 29.2K | Nov 10, 2022 | By revocable trust | |
| transaction | SKYT | Common Stock | Gift | $0 | -29.2K | -100% | $0.00* | 0 | Nov 11, 2022 | By revocable trust | |
| transaction | SKYT | Common Stock | Sale | -$74.3K | -8K | -0.04% | $9.29 | 21.9M | Dec 7, 2022 | Direct | F2, F3, F4 |
| transaction | SKYT | Common Stock | Sale | -$348K | -37.5K | -0.17% | $9.28 | 21.9M | Dec 8, 2022 | Direct | F3, F5 |
| transaction | SKYT | Common Stock | Sale | -$339K | -36.5K | -0.17% | $9.30 | 21.8M | Dec 9, 2022 | Direct | F3, F6 |
| holding | SKYT | Common Stock | 22.1K | Nov 9, 2022 | Direct | F7 |
| Id | Content |
|---|---|
| F1 | Contribution of 5,910 shares previously held by Oxbow Industries, LLC to a grantor retained annuity trust for the benefit of Mr. Unterseher's children. |
| F2 | Reflects the weighted average price of 8,000 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on December 7, 2022 with sale prices ranging from $9.25 to $9.31 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
| F3 | Mr. Unterseher is President of CMI Oxbow Partners, LLC ("CMI") and Managing Partner of Oxbow Industries, LLC ("Oxbow"), which is the majority member of CMI. CMI directly holds the shares of Common Stock reported in Column 5. As a result, he may be deemed to be the beneficial owner of, and to have a pecuniary interest in, such shares of Common Stock. Mr. Unterseher disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. |
| F4 | On November 10, 2022, Oxbow Industries, LLC distributed 37,332 shares to its members on a pro rata basis for no consideration. |
| F5 | Reflects the weighted average price of 37,500 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on December 8, 2022 with sale prices ranging from $9.25 to $9.34 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
| F6 | Reflects the weighted average price of 36,500 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on December 9, 2022 with sale prices ranging from $9.25 to $9.49 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
| F7 | Shares owned directly by Mr. Unterseher. |