Angela Brock-Kyle - Dec 2, 2022 Form 4/A - Amendment Insider Report for Guggenheim Active Allocation Fund (GUG)

Role
Director, TRUSTEE
Signature
/s/ Angela Brock-Kyle, by Mark E. Mathiasen Pursuant to a Power of Attorney
Stock symbol
GUG
Transactions as of
Dec 2, 2022
Transactions value $
$5,000
Form type
4/A - Amendment
Date filed
12/5/2022, 12:27 PM
Date Of Original Report
Dec 2, 2022
Previous filing
Nov 26, 2021
Next filing
Oct 3, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GUG Common Stock Purchase $4.97K +351 +35.11% $14.16 1.35K Dec 2, 2022 Direct
transaction GUG Common Stock Purchase $28.40 +2 +0.15% $14.19 1.35K Dec 2, 2022 Direct
transaction GUG Common Stock Purchase $1.45 +0.102 +0.01% $14.21 1.35K Dec 2, 2022 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Form 4 is being amended to clarify previously-reported trades. The total amount of securities owned following the reported transactions remains the same at 1,352.7820.