Ms. Angela Brock-Kyle - 02 Dec 2022 Form 4/A - Amendment Insider Report for Guggenheim Active Allocation Fund (GUG)

Signature
/s/ Angela Brock-Kyle, by Mark E. Mathiasen Pursuant to a Power of Attorney
Issuer symbol
GUG
Transactions as of
02 Dec 2022
Net transactions value
+$5,000
Form type
4/A - Amendment
Filing time
05 Dec 2022, 12:27:50 UTC
Date Of Original Report
02 Dec 2022
Previous filing
26 Nov 2021
Next filing
03 Oct 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GUG Common Stock Purchase $4,970 +351 +35% $14.16 1,351 02 Dec 2022 Direct
transaction GUG Common Stock Purchase $28.39 +2 +0.15% $14.19 1,353 02 Dec 2022 Direct
transaction GUG Common Stock Purchase $1.45 +0 +0.01% $14.21 1,353 02 Dec 2022 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Form 4 is being amended to clarify previously-reported trades. The total amount of securities owned following the reported transactions remains the same at 1,352.7820.