Lawrence Dugan - 30 Sep 2022 Form 4 Insider Report for UPEXI, INC. (UPXI)

Role
Director
Signature
/s/ Clint J. Gage , Attorney-in-Fact
Issuer symbol
UPXI
Transactions as of
30 Sep 2022
Net transactions value
$0
Form type
4
Filing time
17 Nov 2022, 15:02:01 UTC
Previous filing
31 Aug 2021
Next filing
25 Apr 2025
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction UPXI Stock Option Grant (right to buy) Award $0 +50,000 $0.000000 50,000 30 Sep 2022 Common Stock 50,000 $3.87 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The option provides for vesting in equal monthly installments for the two-year period starting on July 1, 2022 and ending on July 1, 2024; therefore, on the grant date of September 30, 2022, such options immediately vested for 3 months and thereafter will continue to vest on a monthly basis for the succeeding 21 months.