Key facts
- This page summarizes Daniel E. Smith's Form 4 filing for CTO Realty Growth, Inc. (CTO).
- 3 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 28 Sep 2022, 17:30.
Daniel E. Smith - 01 Jul 2022 Form 4 Insider Report for CTO Realty Growth, Inc. (CTO)
- Reporting relationship
- SVP, GEN COUNSEL & CORP SECRET
- Issuer ticker
- CTO
- Reported as of
- 01 Jul 2022
- Net transaction value
- +$18,807
- SEC form
- 4
- Accepted by SEC
- 28 Sep 2022, 17:30:25 UTC
- Prior SEC filing
- 09 Jun 2022
- Next SEC filing
- 12 Jan 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Daniel E. Smith
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Daniel E. Smith filed Form 4 for CTO Realty Growth, Inc. (CTO) on 28 Sep 2022.
Change
- Previous filing in this sequence was filed on 09 Jun 2022.
- Current net transaction value: +$18,807.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
CTO
transaction
Common Stock
Award
- Transaction value
- $0
- Shares
- +9,000
- Change %
- +7.4%
- Price
- $0.000000
- Shares after
- 129,991
- Date
- 01 Jul 2022
- Ownership
- Direct
- Footnotes
- F1, F2, F3
CTO
transaction
Common Stock
Purchase
- Transaction value
- $9,434
- Shares
- +500
- Change %
- +0.38%
- Price
- $18.87
- Shares after
- 130,491
- Date
- 27 Sep 2022
- Ownership
- Direct
- Footnotes
- F2, F3
CTO
transaction
Common Stock
Purchase
- Transaction value
- $9,373
- Shares
- +500
- Change %
- +0.38%
- Price
- $18.75
- Shares after
- 130,991
- Date
- 27 Sep 2022
- Ownership
- Direct
- Footnotes
- F2, F3
CTO
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 3,000
- Date
- 01 Jul 2022
- Ownership
- Kathyleen R. Smith WFCS Custodian Trad IRA
- Footnotes
- F3, F4
CTO
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 1,110
- Date
- 01 Jul 2022
- Ownership
- Kathyleen R. Smith TOD
- Footnotes
- F3, F4
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 4 footnotes
Footnote F1
Restricted shares which vest on the third anniversary of July 1, 2022, provided that the reporting person is an employee of the Issuer on such date.
Footnote F2
This amount includes the following: (i) the 9,000 restricted shares reported above, as well as 14,997 additional shares of restricted common stock which vest over time which were previously reported; and (ii) 1,037 shares of common stock acquired through the Issuer's dividend reinvestment plan since June 9, 2022 (the date of the reporting person's previous Form 4 filing).
Footnote F3
Share amounts reported in this Form 4 reflect the Company's 3-for-1 stock split, which was effected in the form of a stock dividend that was paid on June 30, 2022 to stockholders of record at the close of business on June 27, 2022. The Company's stock began trading at the post-split price on July 1, 2022.
Footnote F4
The reporting person may be regarded as the beneficial owner of the shares of the Issuer's common stock held in this account as a result of a durable power of attorney pursuant to which the reporting person has the authority to direct the voting and disposition of such shares. The reporting person disclaims beneficial ownership of any shares of the Issuer's common stock held in this account except to the extent of his pecuniary interest therein.