Key facts
- This page summarizes Daniel E. Smith's Form 4 filing for CTO Realty Growth, Inc. (CTO).
- 3 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 09 Jun 2022, 18:00.
Daniel E. Smith - 07 Jun 2022 Form 4 Insider Report for CTO Realty Growth, Inc. (CTO)
- Reporting relationship
- SVP, GEN COUNSEL & CORP SECRET
- Issuer ticker
- CTO
- Reported as of
- 07 Jun 2022
- Net transaction value
- -$57,177
- SEC form
- 4
- Accepted by SEC
- 09 Jun 2022, 18:00:10 UTC
- Prior SEC filing
- 24 Mar 2022
- Next SEC filing
- 28 Sep 2022
- Source filing
- View source filing
- Reporting owner signature
- /s/ Daniel E. Smith
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Daniel E. Smith filed Form 4 for CTO Realty Growth, Inc. (CTO) on 09 Jun 2022.
Change
- Previous filing in this sequence was filed on 24 Mar 2022.
- Current net transaction value: -$57,177.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
CTO
transaction
Common Stock
Options Exercise
- Transaction value
- $358,830
- Shares
- +9,000
- Change %
- +24%
- Price
- $39.87
- Shares after
- 46,291
- Date
- 07 Jun 2022
- Ownership
- Direct
- Footnotes
- F1
CTO
transaction
Common Stock
Tax liability
- Transaction value
- $416,007
- Shares
- -6,306
- Change %
- -14%
- Price
- $65.97
- Shares after
- 39,985
- Date
- 07 Jun 2022
- Ownership
- Direct
- Footnotes
- F1
CTO
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 1,000
- Date
- 07 Jun 2022
- Ownership
- Kathyleen R. Smith WFCS Custodian Trad IRA
- Footnotes
- F2
CTO
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 370
- Date
- 07 Jun 2022
- Ownership
- Kathyleen R. Smith TOD
- Footnotes
- F2
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
CTO
transaction
Derivative
Employee Stock Option
Options Exercise
- Transaction value
- $0
- Shares
- -9,000
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 07 Jun 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 9,000
- Exercise price
- $39.87
- Footnotes
- F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
This amount includes (i) 4,999 shares of restricted common stock which vest over time, which were previously reported, and (ii) 261 shares of common stock acquired through the Issuer's dividend reinvestment plan since February 18, 2022 (the date of the Reporting Person's previous Form 4 filing).
Footnote F2
The Reporting Person may be regarded as the beneficial owner of the shares of the Issuer's common stock held in this account as a result of a durable power of attorney pursuant to which the Reporting Person has the authority to direct the voting and disposition of such shares. The Reporting Person disclaims beneficial ownership of any shares of the Issuer's common stock held in this account except to the extent of his pecuniary interest therein.
Footnote F3
The option, representing a right to purchase a total of 12,541 shares, became exercisable in three installments on the first, second and third anniversaries of the grant date, which was 10/22/2014.