Katherine F. Franklin - 15 May 2022 Form 4 Insider Report for ESCALADE INC (ESCA)

Role
Director
Signature
/s/ KATHERINE F. FRANKLIN
Issuer symbol
ESCA
Transactions as of
15 May 2022
Net transactions value
$0
Form type
4
Filing time
16 May 2022, 18:20:42 UTC
Previous filing
11 May 2022
Next filing
06 Mar 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ESCA Common Stock Award +1,425 +12% 13,591 15 May 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ESCA Restricted Stock Units Options Exercise $0 -1,425 -100% $0.000000* 0 15 May 2022 Common Stock 1,425 Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.
F2 Each Restricted Stock Unit (RSU) represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (the "Plan").
F3 On May 15, 2020, the reporting person was granted 2,850 RSUs pursuant to the Escalade 2017 Plan, of which 1,425 RSUs vested and settled on May 15, 2021, as previously reported, and the remaining 1,425 RSUs vested and settled on May 15, 2022, as reported in this Form 4. All RSUs settled in shares of ESCA common stock.