Edward T. Lee - Apr 18, 2022 Form 4 Insider Report for RH (RH)

Signature
/s/ Edward T. Lee
Stock symbol
RH
Transactions as of
Apr 18, 2022
Transactions value $
-$815,466
Form type
4
Date filed
4/20/2022, 08:19 PM
Previous filing
Apr 5, 2022
Next filing
May 3, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RH Common Stock Options Exercise $20.3K +800 +30.49% $25.39* 3.42K Apr 18, 2022 Direct
transaction RH Common Stock Options Exercise $62.3K +1.4K +40.89% $44.52* 4.82K Apr 18, 2022 Direct
transaction RH Common Stock Options Exercise $75.9K +750 +15.55% $101.25 5.57K Apr 18, 2022 Direct
transaction RH Common Stock Sale -$65.1K -200 -3.59% $325.56 5.37K Apr 18, 2022 Direct F1, F2
transaction RH Common Stock Sale -$262K -800 -14.89% $327.11 4.57K Apr 18, 2022 Direct F1, F3
transaction RH Common Stock Sale -$65.6K -200 -4.37% $328.03 4.37K Apr 18, 2022 Direct F1, F4
transaction RH Common Stock Sale -$99.3K -300 -6.86% $330.88 4.07K Apr 18, 2022 Direct F1, F5
transaction RH Common Stock Sale -$99.6K -300 -7.36% $332.01 3.77K Apr 18, 2022 Direct F1, F6
transaction RH Common Stock Sale -$133K -400 -10.6% $333.28 3.37K Apr 18, 2022 Direct F1, F7
transaction RH Common Stock Sale -$249K -750 -22.23% $332.62 2.62K Apr 18, 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RH Employee Stock Option (right to buy) Options Exercise $0 -800 -100% $0.00* 0 Apr 18, 2022 Common Stock 800 $25.39 Direct F8
transaction RH Employee Stock Option (right to buy) Options Exercise $0 -1.4K -14% $0.00 8.6K Apr 18, 2022 Common Stock 1.4K $44.52 Direct F9
transaction RH Employee Stock Option (right to buy) Options Exercise $0 -750 -37.5% $0.00 1.25K Apr 18, 2022 Common Stock 750 $101.25 Direct F10
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2 This transaction was executed in multiple trades ranging from $325.15 to $325.97. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
F3 This transaction was executed in multiple trades ranging from $326.77 to $327.69. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
F4 This transaction was executed in multiple trades ranging from $328.01 to $328.04. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
F5 This transaction was executed in multiple trades ranging from $330.73 to $330.98. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
F6 This transaction was executed in multiple trades ranging from $331.81 to $332.15. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
F7 This transaction was executed in multiple trades ranging from $332.99 to $333.89. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
F8 Option vested in five equal annual installments beginning on 6/27/17 and ending on 6/27/2021.
F9 Option vested in five equal annual installments beginning on 4/21/2017 and ending on 4/21/2021.
F10 This option award is vested and exercisable with respect to 2000 of the shares and will vest and become exercisable with respect to an additional 1000 shares on April 2, 2023, and an additional 2000 shares on April 2, 2024, subject to continuous service.

Remarks:

Chief Legal and Compliance Officer