Stephen Wawrin - 06 Mar 2022 Form 4 Insider Report for ESCALADE INC (ESCA)

Role
CHIEF FINANCIAL OFFICER
Signature
/s/ STEPHEN WAWRIN
Issuer symbol
ESCA
Transactions as of
06 Mar 2022
Net transactions value
$0
Form type
4
Filing time
08 Mar 2022, 15:30:18 UTC
Previous filing
04 Mar 2022
Next filing
16 May 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ESCA Common Stock Options Exercise +4,800 +16% 34,498 06 Mar 2022 Direct F1
transaction ESCA Common Stock Options Exercise +1,368 +4% 35,866 08 Mar 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ESCA Restricted Stock Units Options Exercise $0 -4,800 -100% $0.000000* 0 06 Mar 2022 Common Stock 4,800 Direct F1, F2, F3
transaction ESCA Restricted Stock Units Options Exercise $0 -1,368 -100% $0.000000* 0 08 Mar 2022 Common Stock 1,368 Direct F1, F2, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.
F2 Each RSU represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan).
F3 On March 6, 2019, the reporting person was granted 4,800 RSUs pursuant to the Escalade 2017 Plan, which RSUs vested and settled in full on March 6, 2022 as reported on this Form 4 upon the satisfaction of the applicable performance conditions and the reporting person having been continuously employed by Escalade. All RSUs settle in shares of ESCA common stock.
F4 On March 8, 2018, the reporting person was granted 4,100 RSUs pursuant to the Escalade 2017 Plan, of which 1,368 RSUs vested and settled on March 8, 2022, as reported on this Form 4 upon the satisfaction of the applicable performance conditions and the reporting person having been continuously employed by Escalade. As previously reported, 1,366 RSUs vested and settled on each of March 8, 2020 and March 8, 2021. All RSUs settle in shares of ESCA common stock.