Katherine F. Franklin - 02 Mar 2022 Form 4 Insider Report for ESCALADE INC (ESCA)

Role
Director
Signature
/s/ KATHERINE F. FRANKLIN
Issuer symbol
ESCA
Transactions as of
02 Mar 2022
Net transactions value
$0
Form type
4
Filing time
04 Mar 2022, 16:00:31 UTC
Previous filing
23 Feb 2022
Next filing
11 May 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ESCA Common Stock Options Exercise +1,666 +19% 10,357 04 Mar 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ESCA Restricted Stock Units Award $0 +5,000 $0.000000 5,000 02 Mar 2022 Common Stock 5,000 Direct F2, F3
transaction ESCA Restricted Stock Units Options Exercise $0 -1,666 -50% $0.000000 1,667 04 Mar 2022 Common Stock 1,666 Direct F1, F2, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.
F2 Each RSU represents a right to receive one share of ESCA common stock granted pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan).
F3 On March 2, 2022, the reporting person was granted 5,000 RSUs pursuant to the Escalade 2017 Plan, of which one half will vest on March 2, 2023 and one half on March 2, 2024, provided that the reporting person remains a director of Escalade.
F4 On March 4, 2021, the reporting person was granted 3,333 RSUs pursuant to the Escalade 2017 Plan, of which 1,666 RSUs vested and settled on March 4, 2022, as reported in this Form 4. The remaining 1,667 RSUs will vest and settle on March 4, 2023, provided that the reporting person remains a director of Escalade as of such vesting date. All RSUs settle in shares of ESCA common stock.