Daniel E. Smith - 17 Feb 2022 Form 4 Insider Report for CTO Realty Growth, Inc. (CTO)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
18 Feb 2022, 15:10:48 UTC
Prior SEC filing
31 Jan 2022
Next SEC filing
24 Mar 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Daniel E. Smith

Key filing fact

Daniel E. Smith filed Form 4 for CTO Realty Growth, Inc. (CTO) on 18 Feb 2022.

Key facts

  • This page summarizes Daniel E. Smith's Form 4 filing for CTO Realty Growth, Inc. (CTO).
  • 1 reported transaction and 0 derivative rows are listed below.
  • Accepted by SEC: 18 Feb 2022, 15:10.

Change

  • Previous filing in this sequence was filed on 31 Jan 2022.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

CTO transaction

Common Stock

Award

Transaction value
$0
Shares
+2,251
Change %
+6.5%
Price
$0.000000
Shares after
37,030
Date
17 Feb 2022
Ownership
Direct
Footnotes
F1, F2
CTO holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
370
Date
17 Feb 2022
Ownership
Alan Smith (DECD) & Kathyleen R. Smith JTWROS
Footnotes
F3
CTO holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
1,000
Date
17 Feb 2022
Ownership
Kathyleen R. Smith WFCS Custodian Trad IRA
Footnotes
F3
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

Restricted shares one-third of which vest on each of the first, second and third anniversaries of January 28, 2022, provided that the reporting person is an employee of the Issuer on those dates.

Footnote F2

This amount includes the 2,251 restricted shares reported above, as well as 2,748 additional shares of restricted common stock which vest over time, which were previously reported.

Footnote F3

The Reporting Person may be regarded as the beneficial owner of the shares of the Issuer's common stock held in this account as a result of a durable power of attorney pursuant to which the Reporting Person has the authority to direct the voting and disposition of such shares. The Reporting Person disclaims beneficial ownership of any shares of the Issuer's common stock held in this account except to the extent of his pecuniary interest therein.

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