Key facts
- This page summarizes Daniel E. Smith's Form 4 filing for CTO Realty Growth, Inc. (CTO).
- 1 reported transaction and 0 derivative rows are listed below.
- Accepted by SEC: 31 Jan 2022, 20:15.
Daniel E. Smith - 27 Jan 2022 Form 4 Insider Report for CTO Realty Growth, Inc. (CTO)
- Reporting relationship
- SVP, GEN COUNSEL & CORP SECRET
- Issuer ticker
- CTO
- Reported as of
- 27 Jan 2022
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 31 Jan 2022, 20:15:36 UTC
- Prior SEC filing
- 22 Dec 2021
- Next SEC filing
- 18 Feb 2022
- Source filing
- View source filing
- Reporting owner signature
- /s/ Daniel E. Smith
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Daniel E. Smith filed Form 4 for CTO Realty Growth, Inc. (CTO) on 31 Jan 2022.
Change
- Previous filing in this sequence was filed on 22 Dec 2021.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
CTO
transaction
Common Stock
Award
- Transaction value
- $0
- Shares
- +4,725
- Change %
- +16%
- Price
- $0.000000
- Shares after
- 34,779
- Date
- 27 Jan 2022
- Ownership
- Direct
- Footnotes
- F1, F2
CTO
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 370
- Date
- 27 Jan 2022
- Ownership
- Alan Smith (DECD) & Kathyleen R. Smith JT WROS
- Footnotes
- F3
CTO
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 1,000
- Date
- 27 Jan 2022
- Ownership
- Kathyleen R. Smith WFCS Custodian Trad IRA
- Footnotes
- F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
On January 27, 2022, the Issuer issued 4,725 shares of its common stock (the "Issued Shares") to the Reporting Person. The Issued Shares were issued pursuant to a Performance Shares Award Agreement between the Issuer and the Reporting Person dated January 23, 2019, the form of which has been filed as an exhibit to the Issuer's annual report on Form 10-K for the year ended December 31, 2020.
Footnote F2
This amount includes (i) 5,389 shares of restricted common stock which vest over time, which were previously reported, and (ii) 138 shares of common stock acquired through the Issuer's dividend reinvestment plan since December 22, 2021 (the date of the Reporting Person's previous Form 4 filing).
Footnote F3
The Reporting Person may be regarded as the beneficial owner of the shares of the Issuer's common stock held in this account as a result of a durable power of attorney pursuant to which the Reporting Person has the authority to direct the voting and disposition of such shares. The Reporting Person disclaims beneficial ownership of any shares of the Issuer's common stock held in this account except to the extent of his pecuniary interest therein.