Wesley Miller Welborn - Jan 27, 2022 Form 4/A - Amendment Insider Report for SMARTFINANCIAL INC. (SMBK)

Role
CHAIRMAN OF THE BOARD, Director
Signature
/s/ Glen Allen, Jr., Attorney-in-Fact
Stock symbol
SMBK
Transactions as of
Jan 27, 2022
Transactions value $
$41,831
Form type
4/A - Amendment
Date filed
1/31/2022, 03:16 PM
Date Of Original Report
Jan 28, 2022
Previous filing
Feb 14, 2022
Next filing
Feb 16, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SMBK Common Stock Purchase $41.8K +1.47K +2.14% $28.46 70.1K Jan 27, 2022 Direct F1
holding SMBK Common Stock 14.2K Jan 27, 2022 By Margaret Polfrey Welborn Trust
holding SMBK Common Stock 14.2K Jan 27, 2022 By Elizabeth Houston Welborn Trust
holding SMBK Common Stock 14.2K Jan 27, 2022 By Ann Miller Welborn Trust
holding SMBK Common Stock 4.73K Jan 27, 2022 By Spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding SMBK Stock Option 2.5K Jan 27, 2022 Common Stock 2.5K $6.60 Direct
holding SMBK Stock Option 1.25K Jan 27, 2022 Common Stock 1.25K $9.48 Direct
holding SMBK Stock Option 2.5K Jan 27, 2022 Common Stock 2.5K $9.60 Direct
holding SMBK Stock Option 1.03K Jan 27, 2022 Common Stock 1.03K $15.05 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The original Form 4, filed January 28, 2022, (the "Original Form 4") inadvertently had the Transaction Code of A and should have been Code P. This amendment corrects the Transaction Code of the Original Form 4.