Wesley Miller Welborn - 27 Jan 2022 Form 4/A - Amendment Insider Report for SMARTFINANCIAL INC. (SMBK)

Signature
/s/ Glen Allen, Jr., Attorney-in-Fact
Issuer symbol
SMBK
Transactions as of
27 Jan 2022
Net transactions value
+$41,831
Form type
4/A - Amendment
Filing time
31 Jan 2022, 15:16:39 UTC
Date Of Original Report
28 Jan 2022
Previous filing
14 Feb 2022
Next filing
16 Feb 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SMBK Common Stock Purchase $41,831 +1,470 +2.1% $28.46 70,093 27 Jan 2022 Direct F1
holding SMBK Common Stock 14,167 27 Jan 2022 By Margaret Polfrey Welborn Trust
holding SMBK Common Stock 14,167 27 Jan 2022 By Elizabeth Houston Welborn Trust
holding SMBK Common Stock 14,167 27 Jan 2022 By Ann Miller Welborn Trust
holding SMBK Common Stock 4,725 27 Jan 2022 By Spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding SMBK Stock Option 2,500 27 Jan 2022 Common Stock 2,500 $6.60 Direct
holding SMBK Stock Option 1,250 27 Jan 2022 Common Stock 1,250 $9.48 Direct
holding SMBK Stock Option 2,500 27 Jan 2022 Common Stock 2,500 $9.60 Direct
holding SMBK Stock Option 1,025 27 Jan 2022 Common Stock 1,025 $15.05 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The original Form 4, filed January 28, 2022, (the "Original Form 4") inadvertently had the Transaction Code of A and should have been Code P. This amendment corrects the Transaction Code of the Original Form 4.