Robert E. Griffin - 31 Dec 2021 Form 4 Insider Report for ESCALADE INC (ESCA)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
03 Jan 2022, 15:10:20 UTC
Next SEC filing
27 Dec 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Robert E. Griffin

Key filing fact

Robert E. Griffin filed Form 4 for ESCALADE INC (ESCA) on 03 Jan 2022.

Key facts

  • This page summarizes Robert E. Griffin's Form 4 filing for ESCALADE INC (ESCA).
  • 1 reported transaction and 0 derivative rows are listed below.
  • Accepted by SEC: 03 Jan 2022, 15:10.

Change

  • No earlier filing in this sequence is available for direct comparison.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

ESCA transaction

Common Stock

Gift

Transaction value
$0
Shares
-7,648
Change %
-1.2%
Price
$0.000000
Shares after
631,513
Date
31 Dec 2021
Ownership
Direct
Footnotes
F1
ESCA holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
300,000
Date
31 Dec 2021
Ownership
By Spouse's Trust
Footnotes
F2
ESCA holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
1,326,736
Date
31 Dec 2021
Ownership
By Family Limited Partnership
Footnotes
F3
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

On December 31, 2021, Mr. Griffin gifted 1,912 shares to each of his four adult children, a total of 7,648 shares.

Footnote F2

Mr. Griffin disclaims beneficial ownership in shares held by his spouse's trust, except to the extent of his pecuniary interest therein.

Footnote F3

Mr. Griffin disclaims beneficial ownership in shares held by the family limited partnership, except to the extent of his pecuniary interest therein. All shares held by the family limited partnership are also deemed to be beneficially owned by Mr. Patrick Griffin, his son, in Mr. Patrick Griffin's Section 16 reports.

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