Jonathan Sheena - Jul 9, 2021 Form 4 Insider Report for Natera, Inc. (NTRA)

Role
Director, CO-FOUNDER
Signature
/s/ Tami Chen, Attorney-in-Fact
Stock symbol
NTRA
Transactions as of
Jul 9, 2021
Transactions value $
-$771,827
Form type
4
Date filed
7/13/2021, 06:02 PM
Previous filing
Jun 29, 2021
Next filing
Jul 26, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NTRA Common Stock Options Exercise $2.04K +378 +0.08% $5.40* 456K Jul 9, 2021 Direct
transaction NTRA Common Stock Options Exercise $3.32K +346 +0.08% $9.59* 456K Jul 9, 2021 Direct
transaction NTRA Common Stock Options Exercise $22.9K +2.2K +0.48% $10.41* 459K Jul 9, 2021 Direct
transaction NTRA Common Stock Options Exercise $24.4K +2.62K +0.57% $9.29* 461K Jul 9, 2021 Direct
transaction NTRA Common Stock Sale -$671K -5.55K -1.2% $121.00 456K Jul 9, 2021 Direct F1
transaction NTRA Common Stock Options Exercise $351 +65 +0.01% $5.40* 456K Jul 12, 2021 Direct
transaction NTRA Common Stock Options Exercise $307 +32 +0.01% $9.59* 456K Jul 12, 2021 Direct
transaction NTRA Common Stock Options Exercise $5.08K +488 +0.11% $10.41* 456K Jul 12, 2021 Direct
transaction NTRA Common Stock Options Exercise $7.28K +784 +0.17% $9.29* 457K Jul 12, 2021 Direct
transaction NTRA Common Stock Sale -$146K -1.2K -0.26% $121.30 456K Jul 12, 2021 Direct F1, F2
transaction NTRA Common Stock Sale -$20.6K -168 -0.04% $122.68 456K Jul 12, 2021 Direct F1, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NTRA Stock Option (right to buy) Options Exercise $0 -378 -19.31% $0.00 1.58K Jul 9, 2021 Common Stock 378 $5.40 Direct F4
transaction NTRA Stock Option (right to buy) Options Exercise $0 -346 -0.85% $0.00 40.4K Jul 9, 2021 Common Stock 346 $9.59 Direct F5
transaction NTRA Stock Option (right to buy) Options Exercise $0 -2.2K -5.73% $0.00 36.2K Jul 9, 2021 Common Stock 2.2K $10.41 Direct F6
transaction NTRA Stock Option (right to buy) Options Exercise $0 -2.62K -12.23% $0.00 18.8K Jul 9, 2021 Common Stock 2.62K $9.29 Direct F7
transaction NTRA Common Stock Options Exercise $0 -65 -4.11% $0.00 1.52K Jul 12, 2021 Common Stock 65 $5.40 Direct F4
transaction NTRA Common Stock Options Exercise $0 -32 -0.08% $0.00 40.4K Jul 12, 2021 Common Stock 32 $9.59 Direct F5
transaction NTRA Common Stock Options Exercise $0 -488 -1.35% $0.00 35.7K Jul 12, 2021 Common Stock 488 $10.41 Direct F6
transaction NTRA Common Stock Options Exercise $0 -784 -4.16% $0.00 18K Jul 12, 2021 Common Stock 784 $9.29 Direct F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 1, 2021.
F2 The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $121.08 to $121.77 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3 The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $122.17 to $123.03 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4 The option shares vested fully and became exercisable on November 20, 2019.
F5 The option shares vested fully and became exercisable on April 1, 2020.
F6 The option shares vested fully and became exercisable on March 21, 2021.
F7 The option shares vest over four years. 25% of the option shares vested and became exercisable on March 9, 2019, and the remaining shares vest in 36 equal monthly installments thereafter.