Jonathan Sheena - Jun 25, 2021 Form 4 Insider Report for Natera, Inc. (NTRA)

Signature
/s/ Tami Chen, Attorney-in-Fact
Stock symbol
NTRA
Transactions as of
Jun 25, 2021
Transactions value $
-$195,999
Form type
4
Date filed
6/29/2021, 07:13 PM
Previous filing
Jun 24, 2021
Next filing
Jul 13, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NTRA Common Stock Options Exercise $469 +87 +0.02% $5.40* 455K Jun 25, 2021 Direct
transaction NTRA Common Stock Sale -$10.6K -87 -0.02% $121.63 455K Jun 25, 2021 Direct F1, F2
transaction NTRA Common Stock Options Exercise $499 +52 +0.01% $9.59* 455K Jun 25, 2021 Direct
transaction NTRA Common Stock Sale -$6.32K -52 -0.01% $121.63 455K Jun 25, 2021 Direct F1, F3
transaction NTRA Common Stock Options Exercise $7.29K +700 +0.15% $10.41* 456K Jun 25, 2021 Direct
transaction NTRA Common Stock Sale -$85.1K -700 -0.15% $121.58 455K Jun 25, 2021 Direct F1, F4
transaction NTRA Common Stock Options Exercise $6.5K +700 +0.15% $9.29* 456K Jun 25, 2021 Direct
transaction NTRA Common Stock Sale -$85.1K -700 -0.15% $121.59 455K Jun 25, 2021 Direct F1, F5
transaction NTRA Common Stock Options Exercise +446 +0.1% 456K Jun 27, 2021 Direct F6, F7
transaction NTRA Common Stock Sale -$23.6K -201 -0.04% $117.57 456K Jun 28, 2021 Direct F8

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NTRA Stock Option (right to buy) Options Exercise $0 -87 -4.25% $0.00 1.96K Jun 25, 2021 Common Stock 87 $5.40 Direct F9
transaction NTRA Stock Option (right to buy) Options Exercise $0 -52 -0.13% $0.00 40.8K Jun 25, 2021 Common Stock 52 $9.59 Direct F10
transaction NTRA Stock Option (right to buy) Options Exercise $0 -700 -1.79% $0.00 38.4K Jun 25, 2021 Common Stock 700 $10.41 Direct F11
transaction NTRA Stock Option (right to buy) Options Exercise $0 -700 -3.16% $0.00 21.5K Jun 25, 2021 Common Stock 700 $9.29 Direct F12
transaction NTRA Restricted Stock Unit Options Exercise $0 -446 -8.32% $0.00 4.92K Jun 27, 2021 Common Stock 446 Direct F7, F13
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sales reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 1, 2021.
F2 The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $121.02 to $121.55 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3 The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $121.04 to $121.55 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4 The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $121.10 to $121.53 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F5 The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $121.11 to $121.53 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F6 Represents the partial vesting and settlement of Restricted Stock Units ("RSUs"), starting March 27, 2021.
F7 Each RSU represents a contingent right to receive one share of the Issuer's Common Stock.
F8 The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs in compliance with Rule 10b5-1.
F9 The option shares vested fully and became exercisable on November 20, 2019.
F10 The option shares vested fully and became exercisable on April 1, 2020.
F11 The option shares vested fully and became exercisable on March 21, 2021.
F12 The option shares vest over four years. 25% of the option shares vested and became exercisable on March 9, 2019 and the remaining shares vest in 36 equal monthly installments thereafter.
F13 The RSUs vest over four years. 25% of the RSUs vested on March 27, 2021 and the remaining shares vest in 12 equal quarterly installments thereafter.