Stephen E. Guthrie - Jun 17, 2021 Form 4 Insider Report for HAWTHORN BANCSHARES, INC. (HWBK)

Role
SENIOR VP AND CFO
Signature
/s/ Stephen E. Guthrie
Stock symbol
HWBK
Transactions as of
Jun 17, 2021
Transactions value $
$87,227
Form type
4
Date filed
6/21/2021, 03:57 PM
Previous filing
Jun 3, 2021
Next filing
Jun 23, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HWBK Common Stock Purchase $6.75K +308 +3.79% $21.90 8.43K Jun 17, 2021 Trust F1
transaction HWBK Common Stock Purchase $37.1K +1.69K +20.08% $21.90 10.1K Jun 18, 2021 Trust F1
transaction HWBK Common Stock Purchase $43.4K +2K +19.54% $21.71 12.2K Jun 18, 2021 Trust F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The purchase of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 28, 2021.
F2 Includes shares acquired since last report pursuant to Company profit sharing trust.