Stephen E. Guthrie - 17 Jun 2021 Form 4 Insider Report for HAWTHORN BANCSHARES, INC. (HWBK)

Role
SENIOR VP AND CFO
Signature
/s/ Stephen E. Guthrie
Issuer symbol
HWBK
Transactions as of
17 Jun 2021
Net transactions value
+$87,227
Form type
4
Filing time
21 Jun 2021, 15:57:32 UTC
Previous filing
03 Jun 2021
Next filing
23 Jun 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HWBK Common Stock Purchase $6,745 +308 +3.8% $21.90 8,428 17 Jun 2021 Trust F1
transaction HWBK Common Stock Purchase $37,055 +1,692 +20% $21.90 10,120 18 Jun 2021 Trust F1
transaction HWBK Common Stock Purchase $43,427 +2,000 +20% $21.71 12,233 18 Jun 2021 Trust F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The purchase of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 28, 2021.
F2 Includes shares acquired since last report pursuant to Company profit sharing trust.