Stephen E. Guthrie - Jun 2, 2021 Form 4 Insider Report for HAWTHORN BANCSHARES, INC. (HWBK)

Role
SENIOR VP AND CFO
Signature
/s/ Stephen E. Guthrie
Stock symbol
HWBK
Transactions as of
Jun 2, 2021
Transactions value $
$71,700
Form type
4
Date filed
6/3/2021, 03:59 PM
Next filing
Jun 21, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HWBK Common Stock Purchase $41K +1.72K +33.5% $23.90 6.84K Jun 1, 2021 Trust F1, F2
transaction HWBK Common Stock Purchase $30.7K +1.29K +18.8% $23.90 8.12K Jun 2, 2021 Trust F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The purchase of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 28, 2021.
F2 Includes shares acquired since last report pursuant to Company profit sharing trust.