Stephen E. Guthrie - 02 Jun 2021 Form 4 Insider Report for HAWTHORN BANCSHARES, INC. (HWBK)

Role
SENIOR VP AND CFO
Signature
/s/ Stephen E. Guthrie
Issuer symbol
HWBK
Transactions as of
02 Jun 2021
Net transactions value
+$71,700
Form type
4
Filing time
03 Jun 2021, 15:59:37 UTC
Next filing
21 Jun 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HWBK Common Stock Purchase $40,988 +1,715 +33% $23.90 6,835 01 Jun 2021 Trust F1, F2
transaction HWBK Common Stock Purchase $30,712 +1,285 +19% $23.90 8,120 02 Jun 2021 Trust F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The purchase of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 28, 2021.
F2 Includes shares acquired since last report pursuant to Company profit sharing trust.