Laurie A. Sneve - 01 Jan 2023 Form 4 Insider Report for RETAIL OPPORTUNITY INVESTMENTS CORP

Role
Sr.VP,Chief Accounting Officer
Signature
/s/ Michael B. Haines, Attorney-in-fact for Laurie A. Sneve
Issuer symbol
N/A
Transactions as of
01 Jan 2023
Net transactions value
-$121,503
Form type
4
Filing time
04 Jan 2023, 15:41:59 UTC
Previous filing
02 Mar 2022
Next filing
22 Feb 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ROIC Common Stock, par value $0.0001 per share Tax liability $121,503 -8,084 -5.1% $15.03 150,951 01 Jan 2023 See footnote F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Consists of shares of common stock, par value $0.0001 per share ("common stock"), of Retail Opportunity Investments Corp., a Maryland corporation (the "Company"), withheld by the Company in order to satisfy the tax withholding obligation of the reporting person in connection with shares of restricted common stock that vested.
F2 These shares are held by the Jerry B. Sneve and Laurie A. Sneve Family Trust dated March 6, 2006 of which Laurie A. Sneve is a Trustee.