Laurie A. Sneve - Mar 1, 2022 Form 4 Insider Report for RETAIL OPPORTUNITY INVESTMENTS CORP (ROIC)

Role: Sr.VP,Chief Accounting Officer
Signature: /s/ Michael B. Haines, Attorney-in-fact for Laurie A. Sneve
Stock symbol: ROIC
Transactions as of: Mar 1, 2022
Transactions value $: $186,450
Form type: 4
Date filed: 3/2/2022, 05:22 PM
Previous filing: Feb 17, 2022
Next filing: Jan 4, 2023

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	ROIC	Common Stock, par value $0.0001 per share	Options Exercise	$186K	+15K	+10.41%	$12.43	159K	Mar 1, 2022	See footnote	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	ROIC	Common Stock, par value $0.0001 per share	Options Exercise	$0	-15K	-100%	$0.00^*	0	Mar 1, 2022	Common Stock, par value $0.0001 per share	15K	$12.43	Direct	F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	These shares are held by the Jerry B. Sneve and Laurie A. Sneve Family Trust dated March 6, 2006 of which Laurie A. Sneve is a Trustee.
F2	The option, representing a right to purchase a total of 15,000 shares, became exercisable in four equal annual installments beginning on November 28, 2013, which was the first anniversary of the date on which the option was granted.