Laurie A. Sneve - 01 Mar 2022 Form 4 Insider Report for RETAIL OPPORTUNITY INVESTMENTS CORP

Role: Sr.VP,Chief Accounting Officer
Signature: /s/ Michael B. Haines, Attorney-in-fact for Laurie A. Sneve
Issuer symbol: N/A
Transactions as of: 01 Mar 2022
Net transactions value: +$186,450
Form type: 4
Filing time: 02 Mar 2022, 17:22:07 UTC
Previous filing: 17 Feb 2022
Next filing: 04 Jan 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	ROIC	Common Stock, par value $0.0001 per share	Options Exercise	$186,450	+15,000	+10%	$12.43	159,035	01 Mar 2022	See footnote	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	ROIC	Common Stock, par value $0.0001 per share	Options Exercise	$0	-15,000	-100%	$0.000000^*	0	01 Mar 2022	Common Stock, par value $0.0001 per share	15,000	$12.43	Direct	F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	These shares are held by the Jerry B. Sneve and Laurie A. Sneve Family Trust dated March 6, 2006 of which Laurie A. Sneve is a Trustee.
F2	The option, representing a right to purchase a total of 15,000 shares, became exercisable in four equal annual installments beginning on November 28, 2013, which was the first anniversary of the date on which the option was granted.