R. Bradley Gray - Sep 8, 2021 Form 4 Insider Report for NanoString Technologies Inc (NSTG)

Role
President and CEO, Director
Signature
/s/ Shannon Atchison, Attorney in Fact
Stock symbol
NSTG
Transactions as of
Sep 8, 2021
Transactions value $
-$1,930,804
Form type
4
Date filed
9/10/2021, 04:38 PM
Previous filing
Sep 3, 2021
Next filing
Nov 12, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NSTG Common Stock Options Exercise $84K +12.5K +7.98% $6.72 169K Sep 8, 2021 Direct
transaction NSTG Common Stock Sale -$851K -15K -8.85% $56.86* 154K Sep 8, 2021 Direct F1, F2
transaction NSTG Common Stock Sale -$1.06M -18K -11.65% $58.79* 136K Sep 8, 2021 Direct F1, F3
transaction NSTG Common Stock Sale -$23.5K -400 -0.29% $58.79* 136K Sep 8, 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NSTG Stock Option (right to buy) Options Exercise -$84K -12.5K -50% $6.72 12.5K Sep 8, 2021 Common Stock 12.5K $6.72 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sales reported by Mr. Gray were effected pursuant to a Rule 10b5-1 trading plan adopted on September 15, 2020.
F2 The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $56.37 to $57.36, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
F3 The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $57.37 to $58.31, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
F4 The option is subject to an early exercise provision and is immediately exercisable. 1/48th of the shares subject to such Option shall vest on each monthly anniversary of January 10, 2013.