Joseph M. Beechem - 01 Sep 2021 Form 4 Insider Report for NanoString Technologies Inc

Role
SVP, Research & Development
Signature
/s/ Shannon Atchison, Attorney-in-fact
Issuer symbol
N/A
Transactions as of
01 Sep 2021
Net transactions value
-$1,402,344
Form type
4
Filing time
03 Sep 2021, 17:13:24 UTC
Previous filing
15 Jun 2021
Next filing
31 Jan 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NSTG Common Stock Award $10,862 +209 +0.23% $51.97* 91,384 01 Sep 2021 Direct F1, F2, F3
transaction NSTG Common Stock Sale $790,790 -13,000 -14% $60.83* 78,284 02 Sep 2021 Direct F4
transaction NSTG Common Stock Sale $622,416 -10,114 -13% $61.54* 68,270 02 Sep 2021 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reporting person is voluntarily reporting the acquisition of shares of the issuer's common stock pursuant to the NanoString Technologies, Inc. Employee Stock Purchase Plan ("ESPP"), for the ESPP Purchase Period (as defined in the ESPP) of March 1, 2021 through September 1, 2021. This transaction is also exempt under Rule 16b-3(c).
F2 The Purchase Period ending September 1, 2021 is the PUrchase Period comprising the Offering Period (as defined in the ESPP) that began March 1, 2021 and ended September 1, 2021.
F3 In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the issuer's common stock on September 1, 2021.
F4 The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $60.24 to $61.23, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
F5 The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $61.32 to $61.76, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.