Signature
/s/ Ralph Bradshaw
Issuer symbol
CLM
Transactions as of
22 May 2025
Net transactions value
+$18,644
Form type
4
Filing time
27 May 2025, 17:00:05 UTC
Previous filing
29 Jun 2022

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
BRADSHAW RALPH W President, Director 1075 HENDERSONVILLE ROAD, SUITE 250, ASHEVILLE /s/ Ralph Bradshaw 27 May 2025 0001107682

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CLM Common Stock Options Exercise $18,644 +2,554 +15% $7.30 19,293 22 May 2025 Direct F1, F2
holding CLM Common Stock 90,426 22 May 2025 By IRA F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Non-transferable rights were issued to stockholders of record as of April 21, 2025 in connection with a rights offering by the Issuer at the rate of one right for each share of common stock owned. Every three rights received by the holder entitled such holder to purchase one share of common stock and fully-subscribed holders were entitled to oversubscribe for additional shares if available. Purchases made pursuant to the rights offering are reflected in this filing.
F2 The total shares in column (5) includes 53,550 shares acquired through the Issuer's dividend reinvestment plan since the reporting person's previous Form 4 filing.