Ralph Bradshaw - Jun 28, 2022 Form 4 Insider Report for CORNERSTONE TOTAL RETURN FUND INC (CRF)

Signature
/s/ Ralph Bradshaw
Stock symbol
CRF
Transactions as of
Jun 28, 2022
Transactions value $
$15,900
Form type
4
Date filed
6/29/2022, 05:15 PM
Previous filing
Jun 29, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CRF Common Stock Options Exercise $15.9K +2K +7.48% $7.95 28.7K Jun 28, 2022 By IRA F1, F2
holding CRF Common Stock 8.4K Jun 28, 2022 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Non-transferable rights were issued to stockholders of record as of April 18, 2022 in connection with a rights offering by the Issuer at the rate of one right for each share of common stock owned. Every three rights received by the holder entitled such holder to purchase one share of common stock and fully-subscribed holders were entitled to oversubscribe for additional shares if available. Purchases made pursuant to the rights offering are reflected in this filing.
F2 The total shares in column (5) includes 9,010 shares acquired through the Issuer's dividend reinvestment plan since the reporting person's previous Form 4 filing.